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30 Oct 2009, 6:34 am
Current law generally does not require private fund advisers to register with any federal financial regulator. [read post]
15 Apr 2007, 2:20 pm
Generally, courts have determined that an entity has "organ" status when the entity engages in activity serving "a national interest" or "public purpose" and does so on behalf of a foreign government. [read post]
22 Aug 2018, 11:01 am
Voltage and the other plaintiffs were unwilling to put up any security for costs, which is a very normal step at the outset of any Federal Court litigation when, inter alia, the plaintiff is a non-resident entity or when it does not provide an address. [read post]
18 Dec 2020, 11:30 am
Does this have any impact on entities that have an active mentor-protégé agreement under the All Small Program? [read post]
14 Feb 2022, 4:44 am
Defendant does not challenge this transaction. [read post]
12 Feb 2014, 12:49 pm
This transition relief applies for plans under which (1) dependent coverage is not offered, (2) dependent coverage that does not constitute minimum essential coverage is offered, or (3) dependent coverage is offered for some, but not all, dependents. [read post]
5 Sep 2018, 8:58 am
Department of Health & Human Services to the extent the provider or covered entity maintains patient information in the same manner as medical information or protected health information as described in Section 1798.145(c)(1)(A) of the act. [read post]
23 Mar 2022, 7:54 am
Does this misidentification nullify any notice and subject the higher-tier entity to the interest and penalties in the statute? [read post]
20 Oct 2017, 4:30 am
State Regulations The New York Department of Financial Services (NYDFS) set forth mandatory cybersecurity standards for the financial industry that went into effect on March 1. [read post]
10 Nov 2023, 9:53 am
Under Section 1182.14(b)(3)(B), a “covered health care facility” does not include a hospital owned, controlled, or operated by the State Department of State Hospitals and tribal clinics exempt from licensures or an outpatient setting conducted, maintained, or operated by a federally recognized Indian tribe, tribal organization, or urban Indian organization. [read post]
10 May 2016, 4:21 pm
But Article I does not make that clear, and a modification with appropriate cross references might be useful to judges seeking guidance. b. [read post]
12 Feb 2016, 8:15 am
What does this have to do with the TPP? [read post]
7 Sep 2011, 7:41 pm
Thus, currently, a private fund manager is exempt if it “(1) does not hold itself out generally to the public as an investment adviser, (2) during the course of the preceding twelve months has had fewer than 15 clients, (3) does not act as an investment adviser to any investment company registered under… the Investment Company Act of 1940…, and (4) either (i) has assets under management… of not less than $25,000,000 or (ii) provides… [read post]
7 Sep 2011, 7:41 pm
Thus, currently, a private fund manager is exempt if it “(1) does not hold itself out generally to the public as an investment adviser, (2) during the course of the preceding twelve months has had fewer than 15 clients, (3) does not act as an investment adviser to any investment company registered under… the Investment Company Act of 1940…, and (4) either (i) has assets under management… of not less than $25,000,000 or (ii) provides investment advice to only… [read post]
7 Jul 2010, 5:00 am
Does Rule 206(4)-5 Apply to Private Funds? [read post]
11 Jun 2020, 9:03 am
The plaintiff was an employee shared between two entities; he located oil tanks and then did work as an Environmental Technician. [read post]
24 Nov 2011, 1:02 pm
However, after the recent financial crisis, SIPC bylaws were adjusted as of April 1, 2009 to peg member assessments as the greater of $150 or ¼ of 1% of net operating revenues from the securities business. [read post]
5 Jun 2020, 1:12 pm
Doe (1995) 40 Cal.App.4th 1177.) [read post]
14 Nov 2019, 6:14 am
Announces $150 Million Backstop Commitment from MGG Investment Group and Stockholder Meeting Date of December 12, 2019 MGG Investment Group, LP agrees to provide $150 million backstop pursuant to previously announced forward purchase contract to provide greater deal certainty. [read post]
27 Jan 2016, 1:47 pm
Following its surveys of the cybersecurity programs of over 150 financial institutions in 2013 and 2014, the NYDFS announced that it is now considering new cybersecurity regulations for the industry. [read post]