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14 Mar 2022, 9:05 am
On 11 March 2022, the FCA published a letter (dated 11 March 2022) to firms within its building societies portfolio. [read post]
5 Jul 2022, 9:07 am
The FCA proposes targeted changes to the reference price and order management facility waivers. [read post]
28 Mar 2022, 8:54 am
On 25 March 2022, the FCA published Handbook Notice 97. [read post]
12 Apr 2014, 9:33 am
This goes to learning about the way the FCA intervenes within markets. [read post]
8 Dec 2021, 12:41 am
Among other things the FCA is proposing to align the scope of the Consumer Duty with the existing scope of FCA sectoral sourcebooks. [read post]
29 Oct 2015, 2:10 pm
Four million of the FCA vehicles recalled were on the list due to defective Takata air bags, yet neither FCA nor Mark Rosekind, head of NHTSA, see a conflict of interest. [read post]
5 Dec 2023, 2:03 am
On 30 November 2023, the FCA published its latest Regulation Round-up. [read post]
12 Aug 2022, 9:00 am
” TPR firms that do not meet our expectations – The FCA has added a new section, ‘FSMA firms that miss their landing slot or do not apply by 31 December 2022’. [read post]
18 Oct 2022, 9:00 am
On 18 October 2022, the FCA announced that Mark Steward will be stepping down as the FCA’s executive director of enforcement and market oversight after seven years with the regulator. [read post]
9 Sep 2022, 5:26 am
On 8 September 2022, the FCA published a new webpage on side pockets. [read post]
28 Apr 2023, 7:03 am
How does the FCA work? [read post]
5 May 2023, 5:55 am
On 5 May 2023, the FCA published financial promotions quarterly data 2023 Q1. [read post]
10 Dec 2021, 8:55 pm
On 9 December 2021, the FCA published Primary Market Bulletin 37. [read post]
28 Jul 2023, 8:12 am
On 28 July 2023, the FCA published the following Instruments: Financial Resilience Reporting (No 2) Instrument 2023. [read post]
2 Sep 2022, 6:25 am
The FCA is proposing amendments to form FSA035. [read post]
2 Dec 2022, 8:53 am
In CP22/26 the FCA consults on various miscellaneous amendments to the FCA Handbook which would: Make changes to the Training and Competence sourcebook. [read post]
31 Jan 2020, 8:50 am
The post The Top FCA Developments of 2019 appeared first on Government Contracts Legal Forum. [read post]
8 Apr 2022, 8:36 am
The FCA will review these outcomes over time to ensure they remain suitable. [read post]
31 Oct 2023, 10:48 am
On 31 October 2023, the FCA published Market Watch 75. [read post]
28 Mar 2024, 5:28 am
The FCA notes that it inputted on the development of the Group’s November 2023 interim report, and also worked with firms on a high-level assessment of the FCA rules for the Group’s baseline approach to fund tokenisation. [read post]
