Search for: "FINANCIAL SERVICES ROUNDTABLE"
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10 Apr 2024, 5:18 am
They have already engaged with various stakeholders and plan to continue these discussions through a symposium later this year followed by roundtable events. [read post]
8 Oct 2010, 10:16 am
But I’m here tonight to talk about an alternative recommended by the Financial Services Roundtable three and a half years ago: a principles? [read post]
5 Apr 2013, 11:32 am
SIFMA, the Investment Company Institute, the Chamber of Commerce and the Financial Services Roundtable noted that the proposed Directive has substantial extraterritorial impact and introduces both a residency and issuance test for the taxation of financial transactions. [read post]
22 Sep 2008, 6:47 pm
On Sunday, the Financial Services Roundtable - a lobbying group representing the nation's banks - called on Congress to make the plan "broad enough to include different types of assets. [read post]
30 Aug 2010, 8:29 am
Short has never heard the Dodd-Frank Act described as legislation aimed at simply promoting competition among financial institutions. [read post]
24 Aug 2023, 11:10 am
Supreme Court will hold oral argument on October 3, 2023 in Community Financial Services Association of America Ltd. v. [read post]
4 Jul 2023, 9:43 am
The FCA is planning to arrange roundtables during July to explain its expectations of applicants seeking to register under the MLRs. [read post]
6 Dec 2011, 3:47 pm
The Member said that he expects the Board to have at least one roundtable before doing so. [read post]
31 Dec 2010, 12:25 am
The 7 am breakfast is a policy roundtable representing a range of interdisciplinary perspectives, including Cristie Ford, Bill Kovacic, Brett McDonnell and Annelise Riles, with Heidi Schooner moderating. [read post]
7 Apr 2010, 10:34 am
The Bay Area Hedge Fund Roundtable is hosting an event next week. [read post]
19 Jul 2010, 7:03 pm
Madoff Investment Securities and Stanford Financial Group Olivia Robinson - Background Intelligence, Inc. [read post]
10 Apr 2019, 9:11 am
Amer: In a prior roundtable, IAPs said they rejected takedown notices. [read post]
23 Aug 2016, 4:00 am
Levin The American Bankers Association, the Consumer Bankers Association and The Financial Services Roundtable (Associations) have filed a joint letter commenting on the CFPB’s proposed rule regulating consumer arbitration agreements in financial services contracts. [read post]
6 Dec 2011, 12:12 pm
The letter was signed by the American Bankers Association, SIFMA, and the Financial Services Roundtable. [read post]
10 Jun 2022, 2:08 pm
The CFPB plans to analyze the information received to better understand the “relationship between labor practices and the market for consumer financial products or services” and to identify “priority areas for future action. [read post]
25 Sep 2023, 3:02 am
On 9 December 2022, the Chancellor of the Exchequer, Jeremy Hunt MP, unveiled at an industry roundtable in Edinburgh over 30 regulatory reforms. [read post]
31 Jan 2017, 2:24 pm
One comment letter, submitted by a group that included the Securities Industry and Financial Markets Association, American Bankers Association, and the Financial Services Roundtable, stated: “Financial firms already have designed their cybersecurity programs to implement the NIST Cybersecurity Framework and comply with the Federal Financial Institutions Examination Council’s Cybersecurity Assessment Tool and cybersecurity regulations… [read post]
20 Nov 2018, 7:18 am
He noted that there are solutions that currently exist, and urged Broadridge Financial Solutions, which provides proxy voting services, to think how it can make its system simpler. [read post]
10 Mar 2008, 7:52 am
Financial Services Authority. [read post]
17 Jan 2019, 6:00 am
The CEOs leading this effort come from a wide variety of industries, including: technology, communications, retail, financial services, health, manufacturing, hospitality, insurance and others. [read post]
