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5 Apr 2012, 4:11 am
SEC Issues Latest Dodd-Frank Mandated Report on Revamping the Agency While we didn't see a flood of Dodd-Frank Act rulemaking in the first quarter of 2012 (there was one proposed rule relating to identity theft red flags, a final rule providing exemptions for securities-based swaps discussed below, changes to the net worth standard for accredited investors, and rules regarding investment adviser performance fees), the Staff did deliver the second of four reports to Congress… [read post]
11 May 2007, 3:10 am
That may well be an overreaction to the types of Law & Econ and CLS dominant at the time he wrote the book (1984). [read post]
12 Nov 2014, 11:18 am
In March 2014, the Illinois AG filed a state court lawsuit against a small loan lender alleging violations of the Dodd-Frank UDAAP prohibition as well as state law violations. [read post]
7 Apr 2011, 5:18 pm
Fried Frank declined comment on the allegations in Kluger’s suit, as well as on the the terms of the settlement. [read post]
11 May 2011, 12:36 am
Well for the last two years, we have relied on the blogging and journalism of Frank Sfarzo on his site Perugia Shock to follow the Amanda Knox case. [read post]
6 Aug 2015, 7:35 am
We recently posted a video discussion of this very topic (here), noting that there is currently a sharp split of judicial authority on this critical question, and that the issue may well be headed to the Supreme Court for resolution. [read post]
22 Jul 2011, 5:13 am
"Get well, get well soon, we wish you to get well! [read post]
31 Mar 2010, 10:41 am
” The documents, obtained by Judicial Watch in response to a Freedom of Information Act (FOIA) lawsuit filed against Treasury, include correspondence between Frank and Treasury as well as internal Treasury emails referencing attempts by Frank and Rep. [read post]
31 Aug 2010, 11:32 am
" Much the same can be said of the new Dodd-Frank bill, as well. [read post]
30 Sep 2010, 7:02 pm
BYRON YORK: A GOP Unknown Is In Striking Range of Barney Frank. [read post]
9 Sep 2016, 9:21 am
CFPB is authorized by the Dodd-Frank Wall Street Reform and Consumer Protection Act [text, PDF] to take action against those who violate consumer financial laws. [read post]
27 Aug 2018, 10:22 am
Frank Howard Zito (CRD #2766336) is a former registered broker and investment advisor. [read post]
27 Jun 2010, 2:58 pm
Similarly, the fund cannot be used in connection with any financial stabilization action taken under the authority of the Dodd-Frank Act. [read post]
1 Aug 2011, 1:41 pm
Many people noted that our disclosure system may be out-dated, and thus questioned the purpose and utility of disclosure as well as those provisions in Dodd-Frank that relied on disclosure. [read post]
17 Jan 2019, 9:15 am
Regardless of what company you work for or what action you have witnessed, consulting with a knowledgeable attorney well versed in handling white-collar criminal cases is essential to getting a whistleblowing case started. [read post]
1 Mar 2015, 12:33 pm
In this book, Frank explains in... [read post]
26 Jan 2012, 1:32 pm
During last week’s Conversation with Ed Koch, moderated by Forum Director and Fordham Law School Professor Thane Rosenbaum, the famously outspoken former mayor demonstrated that both his wit as well as his frank opinions remain as sharp and engaging as ever. [read post]
4 Jul 2012, 5:11 am
(Todd Zywicki) Well, it appears that federalism is effectively dead now. [read post]
19 Aug 2014, 9:37 am
US District Judge Donovan Frank also awarded attorneys fees to the plaintiffs. [read post]
18 Oct 2017, 10:27 pm
The CFPB has summarized these obligations in the TILA-RESPA Integrated Disclosure (TRID) rule, as well as rules for refinance loans based on HOEPA. [read post]
