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Proxy Preview: South KoreaSubmitted by: Daniel Oh, Korea Market Analyst
29 Feb 2008, 8:08 am
In December, the FSC announced that it believed the nation's second-largest lender, Woori Financial, and brokerage Goodmorning Shinhan Securities, set up accounts under Kim's name without his knowledge, Asia Pulse reported. [read post]
Institutional Shareholder Services - Insight - http://blog.issgovernance.com/
IS YOUR BROKERAGE HOUSE A "COZY" PLACE FOR FRAUD?
7 Aug 2007, 11:03 am
FSC Securities Corporation, NASD Dispute Resolution, Case No: 05-0443 (July 2, 2007). [read post]
About Broker Fraud Blog - http://aboutbrokerfraud.typepad.com/about_broker_fraud_blog/