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According to the SEC, Vale misrepresented that its dam adhered to the “strictest international practices” when Vale knew that it did not. [read post]
24 Aug 2022, 5:01 am by Jim Dempsey
Again, roughly similar language appears in HIPAA and in the safeguards rules for financial data adopted under the GLBA by the Comptroller of the Currency and other major bank regulators and, separately, by the Federal Trade Commission (FTC). [read post]
22 Jul 2022, 3:39 am by The White Law Group
  The Parking REIT Withdraws $100 Million IPO  According to SEC filings, The Parking REIT, Inc. withdrew its registration statement that was filed on October 5, 2018. [read post]
17 Jul 2022, 3:45 am by Tom Sharbaugh
Just as a junior carpenter learns her trade by shadowing a master carpenter most of a work day, a junior lawyer learns how to practice law by observing and asking questions of more senior lawyers. [read post]
30 Jun 2022, 4:02 pm by Cynthia Marcotte Stamer
Solutions Law Press, Inc. invites you receive future updates by registering on our Solutions Law Press, Inc. [read post]
28 Jun 2022, 5:26 am by Zamansky LLC
Last week, the SEC also charged broker-dealer Western International Securities Inc. with recommending and selling GWG’s L Bonds to retail customers without having a reasonable basis to believe the investments were in the customers’’ best interests. [read post]
21 Jun 2022, 8:05 am by Silver Law Group
Arete Wealth Management Cabot Lodge Securities Centaurus Financial Inc. [read post]
17 Jun 2022, 6:27 am
Gray and Sean Sandoloski, Willkie Farr & Gallagher LLP, on Wednesday, June 15, 2022 Tags: Banks, CFTC, Discovery, Financial institutions, Financial regulation, Financial technology, SEC, Securities enforcement, Securities regulation, Social media Do Equity Markets Care About Income Inequality? [read post]
17 Jun 2022, 6:27 am
Gray and Sean Sandoloski, Willkie Farr & Gallagher LLP, on Wednesday, June 15, 2022 Tags: Banks, CFTC, Discovery, Financial institutions, Financial regulation, Financial technology, SEC, Securities enforcement, Securities regulation, Social media Do Equity Markets Care About Income Inequality? [read post]
The bill proposes a number of modest reforms, such as clarifying the accounting and payment processes that are applicable when a franchise relationship ends, and clarifying that a franchisee cannot be forced to waive various rights under the law either in a franchise agreement or as a condition of receiving emergency financial assistance. [read post]
8 Jun 2022, 3:19 pm by Rob Robinson
Magazine (Inc. 5000) and Deloitte (Deloitte’s Technology Fast 500) and CEO Chris Weiler was recognized as a 2014 Ernst & Young Entrepreneur of the Year. [read post]
3 Jun 2022, 6:49 am by Raquel Leslie, Brian Liu
On May 18, the Chinese People’s Political Consultative Conference (CPPCC) met with some of the country’s top tech executives in further signs of easing. [read post]
20 May 2022, 6:29 pm by Cynthia Marcotte Stamer
Solutions Law Press, Inc. invites you receive future updates by registering on our Solutions Law Press, Inc. [read post]
3 May 2022, 2:30 pm by Silver Law Group
Contact us for a no-cost consultation at ssilver@silverlaw.com or call (800) 975-4345. [read post]