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16 Jul 2021, 8:52 am by The White Law Group
    The post Medley Management (NYSE:MDLY) Suspends Trading, Medley LLC Files Chapter 11 appeared first on The White Law Group. [read post]
10 Apr 2024, 12:15 pm by Richmond Cariaga
Management Structure: Whether the LLC will be managed by its members or appointed managers. [read post]
20 Aug 2019, 3:29 pm by InvestorLawyers
Funds offered by GPB Capital Holdings LLC (“GPB”) have shown signs of distress for some time now. [read post]
12 Aug 2020, 5:07 am by Zamansky
The post Zamansky LLC Questions Vida Longevity Fund Performance, Launches Investigation appeared first on Zamansky LLC. [read post]
Oppressive Conduct of Majority Members The Court first considered Tracy’s cross-appeal on whether the brothers acted oppressively by diluting Tracy’s ownership interest in the LLC through the additional capital contributions in 2015 and 2016. [read post]
28 Oct 2019, 3:49 pm by InvestorLawyers
As we previously reported, the SEC, FINRA, the FBI, and the State of Massachusetts are investigating GPB Capital Holdings LLC (“GPB”) related to the accuracy of GPB’s disclosures of financial information to its investors. [read post]
28 Jun 2018, 1:52 pm by Silver Law Group
Yousuf Saljooki (CRD #5045123, a/k/a “Joe Saljooki”) is a former registered broker with Worden Capital Management LLC (CRD #148366) of Melville, NY. [read post]
28 May 2020, 12:57 pm by Silver Law Group
GPB Capital Holdings, LLC is accused by Massachusetts securities regulators of violating state laws by misleading investors about its finances. [read post]
22 May 2017, 8:05 am by Renae Lloyd
   FCIC noted that it was unable to complete the timely filing of Form 10-Q due to the March 28, 2017 transaction in which First Capital Real Estate Investments, LLC acquired the membership units of Freedom Capital Investment Management LLC (FCIM), and Democracy Funding LLC. [read post]
22 Jun 2010, 8:06 am by Thomas Kerner
In Mooring Capital Fund, LLC v Comstock North Carolina, LLC (07 CVS 20852, Wake Co., Business Ct.), 2006 WL 46447078, 2009 NCBC 26, Judge Jolly was ruling on motions to stay, dismiss, and appoint a receiver.In the course of issuing his ruling, the Judge opined, for what appears to be the first time in North Carolina, that, just as directors of a corporation are, the managers of an LLC are protected by the business judgment rule. [read post]
22 Jun 2010, 8:06 am by Thomas Kerner
In Mooring Capital Fund, LLC v Comstock North Carolina, LLC (07 CVS 20852, Wake Co., Business Ct.), 2006 WL 46447078, 2009 NCBC 26, Judge Jolly was ruling on motions to stay, dismiss, and appoint a receiver.In the course of issuing his ruling, the Judge opined, for what appears to be the first time in North Carolina, that, just as directors of a corporation are, the managers of an LLC are protected by the business judgment rule. [read post]
22 Jun 2010, 8:06 am by Thomas Kerner
In Mooring Capital Fund, LLC v Comstock North Carolina, LLC (07 CVS 20852, Wake Co., Business Ct.), 2006 WL 46447078, 2009 NCBC 26, Judge Jolly was ruling on motions to stay, dismiss, and appoint a receiver.In the course of issuing his ruling, the Judge opined, for what appears to be the first time in North Carolina, that, just as directors of a corporation are, the managers of an LLC are protected by the business judgment rule. [read post]
13 Sep 2021, 2:00 pm by IncNow
For example, if you want to form ABC Capital, LLC, but there is already an ABC Capital, Inc., that would present a conflict making the proposed name unavailable. [read post]
22 Mar 2022, 12:31 pm by The White Law Group
   According to FINRA, on April 27, 2018, GPB Capital sent a letter to many broker-dealers that sold GPB Capital-offerings, including Dempsey Lord Smith LLC. [read post]
28 Dec 2022, 10:35 pm by The White Law Group
        The post Four Springs Capital Trust Withdraws Registration Statement appeared first on The White Law Group. [read post]