Search for: "First Financial Equity Corporation"
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24 Sep 2024, 9:05 pm
Our analyses suggest that the positive relation between IRS monitoring and non-financial corporate misconduct is largely driven by the first mechanism. [read post]
5 Aug 2021, 1:36 pm
To further its ongoing diversity, equity, and inclusion (DEI) efforts, the New York State Department of Financial Services (DFS) announced an initiative to collect and publish diversity data on the demographic makeup of NY-regulated financial institution’s boards and senior management teams. [read post]
11 Jul 2007, 9:07 pm
First, what are the functional financial markets in the business world - not necessarily actual, real markets, but conceptual and functional markets for allocating resources? [read post]
10 Apr 2018, 2:40 pm
At one extreme, and still quite powerful, the law views the corporation as property in the hands of its equity owners. [read post]
26 Apr 2012, 2:00 am
The bill would also define “total compensation” and require disclosure of the total compensation paid to each member of the board of directors, the principal executive officer, the principal financial officer, and the three most highly compensated executive officers, other than the principal executive officer and principal financial officer, of the corporation who are not members of the board of directors. [read post]
2 Nov 2016, 12:56 pm
The post Voluntary Corporate Financiers Cannot Seek Fee Awards appeared first on Delaware Corporate & Commercial Litigation Blog. [read post]
10 Nov 2015, 11:55 am
The post California Social Purpose Corporation: An Overview appeared first on Nonprofit Law Blog. [read post]
6 Oct 2019, 10:19 am
Volpe, formerly registered with First Financial Equity Corporation (First Financial) and LPL Financial LLC (LPL Financial) was subject to an investigation by The Financial Industry Regulatory Authority (FINRA) over these allegations. [read post]
9 Sep 2018, 7:16 am
According to BrokerCheck records financial advisor Joseph Yanofsky (Yanofsky), currently associated with First Financial Equity Corporation (First Financial), has been subject to eight customer complaints, one regulatory action, and one employment separation for cause. [read post]
12 Feb 2018, 3:31 am
It further proposes that financial services corporations that fail to meet the target be penalised for their failure to do so and that achieving these targets be made a conditions for the licensing of financial institutions. [read post]
16 Jan 2024, 9:59 am
However, the court notes that Aronoff has over 35 years of professional experience, mostly in the financial services industry. [read post]
14 Apr 2020, 8:00 pm
As was the case in the wake of the global financial crisis of 2007/2008, GPs’ first instincts will be to pare back, assess risk and stabilise their portfolios. [read post]
22 Jan 2010, 6:00 am
This problem, first highlighted in a book and accompanying articles that Jesse Fried and I published five years ago,2 has become widely recognized in the aftermath of the financial crisis. [read post]
13 Sep 2019, 5:50 am
Kilpatrick Chair of Corporate Finance and Securities Law at the University of Georgia School of Law. [read post]
12 Apr 2022, 6:05 am
The post How Strengthening the Corporate Transparency Act Can Help the IRS Follow the Money appeared first on Just Security. [read post]
2 Nov 2022, 2:02 am
The post Five Practical Suggestions to Improve Pay Equity appeared first on HR Daily Advisor. [read post]
2 Nov 2022, 2:02 am
The post Five Practical Suggestions to Improve Pay Equity appeared first on HR Daily Advisor. [read post]
31 Jan 2022, 11:41 am
“Financial services firms are not government actors and, as such, the First Amendment is not implicated in this situation. [read post]
1 Feb 2018, 8:30 am
Did your financial advisor recommend investing in Sierra Income Corporation? [read post]
26 Dec 2009, 7:48 am
First, both the UK unitary board structure and the Combined Code of the FRC remain fit for purpose. [read post]
