Search for: "First Independence v. Sec"
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3 Oct 2023, 9:01 pm
July 3, 2023, settled) SEC v. [read post]
9 Oct 2023, 1:52 pm
Roman v. [read post]
18 Mar 2010, 1:06 pm
SEC, 345 F.3d 722, 729 (9th Cir. 2003) (quoting SEC v. [read post]
23 May 2022, 7:07 pm
The Fifth Circuit’s recent decision invalidating tenure protections for SEC Administrative Law Judges (“ALJs”) in Jarkesy v. [read post]
9 Aug 2011, 10:06 am
In Morrison v. [read post]
29 Nov 2023, 9:01 pm
The off-channel communications actions were also significant in that the respondents agreed to retain independent compliance consultants and undertake comprehensive reviews of their internal policies and procedures. [read post]
4 May 2018, 11:58 pm
Employment Sec. [read post]
28 Jan 2011, 5:00 am
In addition, permitting access bylaws could turn every director election into a contest and discourage qualified, independent directors from serving on boards. [read post]
22 Sep 2020, 12:38 pm
The proposed rule follows a Supreme Court ruling in Digital Realty v. [read post]
16 Jun 2016, 2:48 pm
Remarkably, so many financial firms fail to grasp this critical necessity for independence. [read post]
11 Aug 2011, 12:18 pm
Bob Monks has a lot to say about Business Roundtable v. [read post]
5 Mar 2012, 5:00 am
As they noted: Montana’s experience, and experience elsewhere since this Court’s decision in Citizens United v. [read post]
2 Sep 2011, 5:00 am
See Brehm v. [read post]
17 May 2023, 1:48 pm
Aquino v. [read post]
5 Sep 2023, 9:05 pm
Supreme Court next term of Securities and Exchange Commission v. [read post]
26 Aug 2010, 5:25 am
If the number of shareholder nominees exceeds the number permitted under Rule 14a-11, then preference will be given to the larger holder - not the first to nominate as the SEC had proposed [read post]
22 Jul 2011, 10:19 am
Business Roundtable and Chamber of Commerce v. [read post]
24 Feb 2015, 5:04 pm
Avakian also discussed the impact of the Second Circuit’s recent decision in United States v. [read post]
19 Apr 2010, 5:22 am
“The SEC is basically saying, ‘You didn’t put your customers’ interest first,’ and that’s a big allegation,” said Michael Perino, a law professor at St. [read post]
13 Mar 2009, 11:56 am
Free Enterprise Fund and Beckstead & Watts LLP v. [read post]
