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11 Nov 2022, 6:30 am
Securities and Exchange Commission, on Thursday, November 3, 2022 Tags: Dodd-Frank Act, Form N-PX, Proxy voting, Say on pay, SEC, SEC enforcement Statement by Chair Gensler on Final Amendments to Form N-PX Posted by Gary Gensler, U.S. [read post]
11 Nov 2022, 6:30 am
Securities and Exchange Commission, on Thursday, November 3, 2022 Tags: Dodd-Frank Act, Form N-PX, Proxy voting, Say on pay, SEC, SEC enforcement Statement by Chair Gensler on Final Amendments to Form N-PX Posted by Gary Gensler, U.S. [read post]
6 Nov 2022, 10:27 am
The press release concerning the rules’ adoption quotes SEC Chair Gary Gensler as saying that the new rules “fulfill Dodd-Frank’s mandate and Congress’s intention to prevent executives from keeping compensation received based on misstated financials. [read post]
4 Nov 2022, 6:30 am
Securities and Exchange Commission, on Sunday, October 30, 2022 Tags: Clawbacks, Dodd-Frank Act, Dodd-Frank s.953, legal framework, SEC, SEC enforcement Statement by Chair Gensler on Final Rules Regarding Clawbacks of Erroneously Awarded Compensation Posted by Gary Gensler, U.S. [read post]
3 Nov 2022, 6:32 am
Posted by Gary Gensler, U.S. [read post]
30 Oct 2022, 6:32 am
Posted by Gary Gensler, U.S. [read post]
27 Oct 2022, 7:47 am
Congress required this new SEC rule in the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). [read post]
26 Oct 2022, 12:56 pm
In announcing the rule amendments, SEC Chair Gary Gensler praised the whistleblower program noting that it “has greatly aided the Commission’s work to protect investors. [read post]
17 Oct 2022, 6:30 am
Rulemaking Activity An Active Rulemaking Period with Gary Gensler at the Helm of the SEC Since taking office as the SEC Chair in April 2021, Gary Gensler’s SEC has been busy publishing rule proposals, targeting current hot-button areas such as issuer share repurchases, insider trading and cybersecurity as well as topics such as clawback rules and pay-versus-performance disclosure, which have been a part of the SEC agenda since the Dodd-Frank Act was enacted in 2010. [read post]
16 Oct 2022, 3:35 pm
A General Theory of Commander TolerancePatrick Vernon, Sexuality, Gender, and the Colonial Violence of Humanitarian Intervention Thomas Risse, Wiebke Wemheuer-Vogelaar, & Frank Havemann, IR Theory and the Core–Periphery Structure of Global IR: Lessons from Citation AnalysisJonathan Ring & Gary Uzonyi, Rethinking Tests of the IO Effectiveness Hypothesis: Evidence from Counter-Piracy Efforts in the Global SouthBrian J Phillips & Kevin T Greene, Where is Conflict… [read post]
16 Oct 2022, 6:30 am
The landscape appears to be changing under Gary Gensler’s leadership of the SEC. [read post]
5 Oct 2022, 8:00 am
By failing to honor their recordkeeping and books-and-records obligations, the market participants we have charged today have failed to maintain that trust,” said SEC Chair Gary Gensler. [read post]
WNN Exclusive: The SEC Whistleblower Program Enriches the Treasury, Not an Inner Circle of Attorneys
4 Oct 2022, 7:32 am
In August, SEC Chair Gary Gensler noted that the whistleblower program “has greatly aided the Commission’s work to protect investors. [read post]
16 Sep 2022, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, September 16, 2022 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of September 9-15, 2022 Speech by Chair Gensler on Kennedy and Crypto Posted by Gary Gensler, U.S. [read post]
13 Sep 2022, 4:39 am
In the same day’s MailOnline Frank Furedi attacked “the cowardice of leftists who fail to defend free speech” and Dan Wootton argued that: “It’s the same type of organisations and individuals who bravely backed Rushdie back then who now so casually call for the cancellation of Rowling in 2022”. [read post]
8 Sep 2022, 12:35 pm
Written by Sarah Bayer Edited by Gary J. [read post]
4 Sep 2022, 11:00 pm
In his statement supporting the rule changes, SEC Chair Gary Gensler noted the program “has greatly aided the Commission’s work to protect investors. [read post]
2 Sep 2022, 6:30 am
Securities and Exchange Commission, on Friday, August 26, 2022 Tags: Dodd-Frank Act, Executive Compensation, Incentives, Pay for performance, Performance measures, SEC, SEC rulemaking, Securities regulation Statement by Chair Gensler on Final Rule Regarding Pay Versus Performance Posted by Gary Gensler, U.S. [read post]
28 Aug 2022, 6:31 am
Posted by Gary Gensler, U.S. [read post]
28 Aug 2022, 6:31 am
Posted by Gary Gensler, U.S. [read post]
