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24 Nov 2023, 6:08 pm
SEC invalidated key parts of the SEC’s in-house enforcement adjudication scheme for “violat[ing] Petitioners’ Seventh Amendment rights,”[4] and at least one Justice has expressed a willingness to revisit settled case law on agency adjudication authority.[5] In light of the Supreme Court’s recent grant of certiorari in Jarkesy, this post provides a brief up-to-date account of the law and an analysis of a compiled database of judicial… [read post]
24 Nov 2023, 12:19 am
And the goal is not to criticize, but to enter into a constructive dialogue with the EPO, where we can bring in the applicant´s view in a very frank way, and work together on improvements. [read post]
15 Nov 2023, 6:26 am
The Securities and Exchange Commission filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
14 Nov 2023, 9:01 pm
The Securities and Exchange Commission announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
12 Nov 2023, 9:05 pm
For most of their existence, the only way to operate ETFs was through individual exemption letters – the first of which was granted in the early 1990s – from the SEC. [read post]
10 Nov 2023, 3:00 am
Leezah Sun Decries ‘False Statements’ as Court Grants Restraining Order Against Her Yahoo News – Ray Stern (Arizona Republic) | Published: 11/3/2023 Democratic leaders in the Arizona House filed an ethics complaint against Rep. [read post]
6 Nov 2023, 4:16 am
Ben Dov Peter Mahler previously covered the Trial Court’s decision granting a preliminary injunction enjoining the freeze-out merger. [read post]
30 Oct 2023, 2:25 pm
Frank Reynolds, who has been covering Delaware corporate decisions for various national publications for over 35 years, prepared this article. [read post]
30 Oct 2023, 12:09 pm
On July 31, the court had denied the request of the plaintiffs in the lawsuit for nationwide preliminary relief and instead issued an order that granted preliminary relief only to the plaintiffs and their members. [read post]
30 Oct 2023, 8:51 am
Here is my annual list of Halloween torts and crimes. [read post]
27 Oct 2023, 4:00 am
National/Federal Meadows Granted Immunity, Tells Smith He Warned Trump About 2020 Claims: Sources ABC News – Katherine Faulders, Mike Levine, and Alexander Mallin | Published: 10/24/2023 Former President Trump’s final chief of staff in the White House, Mark Meadows, has spoken with special counsel Jack Smith’s team at least three times this year, including once before a federal grand jury, which came only after Smith granted Meadows immunity to testify… [read post]
26 Oct 2023, 4:00 am
Elections National: “Meadows Granted Immunity, Tells Smith He Warned Trump About 2020 Claims: Sources” by Katherine Faulders, Mike Levine, and Alexander Mallin for ABC News New Hampshire: “Breaking with Longstanding Tradition, Biden Won’t Appear on New Hampshire’s Primary Ballot” by Francesca Chambers (USA Today) for Yahoo News Ohio: “Ohio Secretary of State Frank LaRose Quietly Ordered Purge of Thousands of… [read post]
25 Oct 2023, 8:30 am
Frank Weiss Bankers Life Securities, Inc. [read post]
20 Oct 2023, 2:40 pm
October 20, 2023 Clients, Friends, and Associates: As we end the third quarter and enter the fall season, we would like to highlight some of the recent industry updates and occurrences we found to be both interesting and impactful. [read post]
18 Oct 2023, 6:30 am
This post is based on an article forthcoming in Review of Finance by Professor Huang, Benedikt Franke, Reeyarn Zhiyang Li, and Hui Wang. [read post]
18 Oct 2023, 6:30 am
This post is based on an article forthcoming in Review of Finance by Professor Huang, Benedikt Franke, Reeyarn Zhiyang Li, and Hui Wang. [read post]
16 Oct 2023, 2:37 pm
After approval, President Frank-Walter Steinmeier, a member of the SPD party that initially proposed the law, will sign it. [read post]
14 Oct 2023, 6:30 am
Had the Commission simply implemented the statute by requiring the specific reporting items enumerated by Congress in the Dodd-Frank Act, my views would be very different. [read post]
14 Oct 2023, 6:30 am
Had the Commission simply implemented the statute by requiring the specific reporting items enumerated by Congress in the Dodd-Frank Act, my views would be very different. [read post]
13 Oct 2023, 8:21 am
” The Whistleblower Program was created under Section 748 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
