Search for: "Garner Management LLC"
Results 81 - 100
of 169
Sort by Relevance
|
Sort by Date
30 Mar 2017, 4:17 pm
Securities and Exchange Commission (SEC) have garnered a great deal of attention for laying substantial blame at the feet of Yahoo’s own internal legal department. [read post]
29 Mar 2017, 5:09 am
Under the 1975 Securities Acts Amendments, large money-management institutions were required to report their portfolio holdings on a quarterly basis to the Securities and Exchange Commission. [read post]
2 Feb 2017, 7:59 am
On January 25, 2017, the Securities and Exchange Commission (“SEC”) filed a complaint in the District Court for the District of Massachusetts (“District Court”) against Strategic Capital Management, LLC (“SCM”), an investment advisory firm, and its owner, Michael J. [read post]
2 Feb 2017, 7:59 am
On January 25, 2017, the Securities and Exchange Commission (“SEC”) filed a complaint in the District Court for the District of Massachusetts (“District Court”) against Strategic Capital Management, LLC (“SCM”), an investment advisory firm, and its owner, Michael J. [read post]
14 Dec 2016, 3:49 am
Copyright © 2007-2016 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
23 Nov 2016, 12:01 pm
(“PSI”), and another from Genex Systems, LLC (“Genex”). [read post]
14 Nov 2016, 3:18 am
Access to books and records is a subject that has garnered increased judicial attention in recent years as more New York litigants and their counsel discover the utility of commencing summary proceedings to enforce statutory and common-law inspection rights of shareholders in traditional corporations and of members of LLCs. [read post]
28 Sep 2016, 9:36 am
[xii]What may be the single worst case of elder victimization presented in NASAA’s annual report was perpetrated by Sean Meadows, owner of a financial planning and asset management firm, Meadows Financial Group LLC (MFG). [read post]
18 Aug 2016, 8:55 am
LHO is suing Joseph Perillo, Rosemoor Suites, LLC and Portfolio Hotels & Resorts, LLC (collectively “Defendants”) who opened a new “Hotel Chicago” on Jackson Boulevard in Chicago. [read post]
4 Jul 2016, 4:21 am
The Silver case garnered extra attention for Cohen. [read post]
5 May 2016, 4:09 am
Additionally, I demand consideration be taken to the fact that UMass Republicans allowed harassment and cyberbullying to occur on a page they managed. [read post]
17 Apr 2016, 3:39 am
Copyright © 2007-2016 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
26 Feb 2016, 2:39 pm
Overall, Massad said he hoped the proposal would garner enough backing to impose a position limits regime, something he said Congress had directed the agency to do via the Dodd-Frank Act.What’s at stake. [read post]
18 Feb 2016, 10:00 am
The firm has agreed to reimburse investors over $2.8 million in losses.According to SEC administrative proceedings, QED Benchmark Management LLC and its founder/fund manager Peter Kuperman avoided disclosing past trading losses to investors. [read post]
13 Dec 2015, 3:30 am
Police in Scotland manage to do two things that American cops don’t. [read post]
12 Dec 2015, 4:10 am
Copyright © 2015 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
10 Dec 2015, 6:32 am
The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
17 Aug 2015, 8:10 am
Both Shawe and Elting were involved in the dysfunctional management of TPG, and, as such, the claims must be dismissed, the court concluded.The case is No. 9661-CB. [read post]
30 Jul 2015, 4:45 am
No. 9372-ML (June 3, 2015), Master LeGrow granted disclosure of privileged information under the Garner doctrine relating to the settlement of a $3 million loan to Del Mar, LLC (the “Company”), the transfer of the Company’s primary asset – a property located in Baja, Mexico valued at $68.9 million – to the lender in post-settlement negotiations, and potential mismanagement and self-dealing by the managing member of the Company, Baja… [read post]
25 Apr 2015, 8:12 am
Affiliate managers [read post]
