Search for: "Gary Sells"
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1 Mar 2023, 12:59 pm
Peizer violated Rule 10b5-1 as it has existed for two decades by establishing and executing trading plans while aware of non-public information,” said SEC Chair Gary Gensler. [read post]
27 Feb 2023, 9:01 pm
Background In 2020, Dapper Labs began offering and selling Moments, each of which featured a digital video clip of influential moments in past NBA games with a unique serial number. [read post]
16 Feb 2023, 9:01 pm
This statement was issued on February 15, 2023, by Gary Gensler, chair of the U.S. [read post]
13 Feb 2023, 10:27 am
Directors, executive officers or general partners of the company selling the securities. [read post]
3 Feb 2023, 4:56 am
Since 1905, Albert’s Diamond Jewelers has been selling diamond jewelry in Northwest Indiana. [read post]
1 Feb 2023, 10:03 am
In 2016, Chicago judge Gary Feinerman ruled that Doig “absolutely did not paint” the disputed work. [read post]
31 Jan 2023, 1:10 pm
To mark the occasion, SEC Chair Gary Gensler discussed the significance of this milestone in an official SEC YouTube video. [read post]
31 Jan 2023, 9:06 am
Edited by Gary J. [read post]
17 Jan 2023, 10:29 am
The SEC also adopted a modification for plans authorizing certain “sell-to-cover” transactions in which an insider instructs its agent to sell securities to satisfy tax withholding obligations at the time of vesting. [read post]
10 Jan 2023, 9:05 am
The SEC also adopted a modification for plans authorizing certain “sell-to-cover” transactions in which an insider instructs its agent to sell securities to satisfy tax withholding obligations at the time of vesting. [read post]
Statement by Chair Gensler on Final Amendments to Rule 10b5-1 and Other Insider Trading Requirements
15 Dec 2022, 6:32 am
Posted by Gary Gensler, U.S. [read post]
Statement by Chair Gensler on Final Amendments to Rule 10b5-1 and Other Insider Trading Requirements
15 Dec 2022, 6:32 am
Posted by Gary Gensler, U.S. [read post]
14 Dec 2022, 5:12 am
”The CFTC’s complaint against Bankman-Fried, FTX and Alameda, traces much of the same ground as the SEC’s complaint, including that FTX engaged in major public displays of its supposedly safer way for investors to trade crypto, which was exemplified by FTX’s “2022 Super Bowl commercial that touted FTX as ‘the safest and easiest way to buy and sell crypto. [read post]
13 Dec 2022, 12:40 pm
Edited by Gary J. [read post]
6 Dec 2022, 3:45 am
In cigarette markets, consumers tend to shop across borders where the tax rates are lower and dealers develop black and gray markets to sell illegally to consumers, paying little or no tax at all. [read post]
18 Nov 2022, 6:51 am
But he agrees with SEC Chair Gary Gensler that most of the nearly 10,000 digital asset tokens in the market are likely offered as securities, and he is concerned that intermediaries that sell, trade or advise on digital assets that are securities may be operating as unregistered market participants. [read post]
17 Nov 2022, 5:05 am
Fatal Trap #2: Strategic planning that has a few wise elders going up the mountain to receive the word . . . and then having them invest enormous time trying to SELL it to their fellow partners. [read post]
8 Nov 2022, 9:17 am
Edited by Gary J. [read post]
3 Nov 2022, 6:31 am
This is because they invest in securities across a range of liquidities, including securities that are costlier or take more time to sell. [read post]
27 Oct 2022, 4:48 pm
One way of making a living is to work for someone else for pay, another is to work for yourself, make jewelry or art and sell at art fairs, write books. [read post]
