Search for: "Hedge Fund Attorney"
Results 81 - 100
of 1,708
Sorted by Relevance
|
Sort by Date
15 Oct 2013, 12:30 pm
One hedge fund was afraid that we would research an accredited investor, find nothing wrong and then sell that name to other hedge funds’ marketing departments. [read post]
27 Feb 2012, 1:23 pm
Attorney and the U.S. [read post]
27 Feb 2012, 1:23 pm
Attorney and the U.S. [read post]
23 Nov 2010, 10:11 am
The government's investigation into insider trading in the financial services industry has put Wall Street on the defensive, with even those hedge funds that haven't been publicly linked to the investigation tapping high-powered attorneys. [read post]
5 Mar 2019, 9:32 am
The post Hedge Funds That Own Puerto Rico General Obligation Bonds Continue to Fight for Repayment appeared first on Securities Fraud Attorney. [read post]
3 Feb 2007, 3:49 am
Whittier with one count of securities fraud and three counts of failing to disclose to the SEC the ownership interest in companies in which hedge funds... [read post]
25 Feb 2009, 10:28 am
FAQs on Offering Documents I recently read an article by a hedge fund administration firm which discussed hedge fund offering documents and start up hedge fund expenses. [read post]
26 Oct 2009, 2:22 pm
Ross Intelisano, an attorney with Rich & Intelisano LLP in New York, said he received a call from an executive at a $1 billion hedge fund who was considering hiring a company to test his firm's phones for listening devices. [read post]
26 Jun 2012, 10:52 am
A New York hedge fund manager who funneled billions of dollars to Bernard Madoff's massive Ponzi scheme has agreed to a settlement with the New York Attorney General's Office that will return more than $400 million to investors of those funds. [read post]
5 Apr 2010, 3:05 pm
Jones, an attorney with the Atlanta law firm of Page Perry LLC, “investors cannot expect regulators to protect them from hedge funds because they are usually not subject to close SEC scrutiny. [read post]
20 Sep 2011, 9:00 pm
From time to time on this site we discuss the custody rule for SEC registered hedge fund managers. [read post]
28 May 2007, 11:45 am
Because hedge fund assets have increased to over $1 trillion, requiring that hedge fund advisers register with the SEC has become a very controversial issue. [read post]
24 Jun 2008, 5:16 pm
 SNSFE attorneys continue to investigate these hedge funds and welcome investors comments. [read post]
25 Apr 2019, 12:45 pm
The post Recent Fraud Cases Targeted Hedge Funds, Senior Investors, and Israeli-Americans appeared first on Securities Fraud Attorney. [read post]
28 Aug 2008, 6:45 pm
Curacao is again ranked #1 According to the 2008 Global Custodian Hedge Fund Administration Survey, Curacao (Dutch Caribbean) is the # 1 location for hedge fund administration services. [read post]
2 Dec 2009, 2:20 am
About $55 million was placed in the Falcon hedge fund. [read post]
10 Apr 2019, 9:08 am
The post Investor Fraud Crimes: Ex-Hedge Fund Manager and Investment Advisor Sentenced | Securities Fraud Attorney appeared first on Securities Fraud Attorney. [read post]
FORMER PORTFOLIO MANAGER AT HEDGE FUND INVESTMENT ADVISOR DIAMONDBACK CAPITAL MANAGEMENT SUED BY SEC
1 Sep 2011, 5:55 am
Enforcement attorneys at the Securities and Exchange Commission (“SEC”) filed a civil action against a former portfolio manager at the hedge fund investment adviser Diamondback Capital Management, LLC. [read post]
2 May 2008, 6:14 am
The brokers and fund managers assured prospective investors that the new hedge funds were low-risk. [read post]
16 Oct 2008, 11:12 pm
Sahil Desai, the SEC staff attorney on the case, said it's the first time a hedge fund has been charged with so-called portfolio pumping. [read post]
