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26 May 2023, 12:08 pm by Liberty Ritchie
In late January, I wrote a blog post highlighting the absence of any published market conduct exams on the Oklahoma Insurance Department website after 2009, despite the OID’s claim that “[a]s part of the regulation process, we perform and publish Market Conduct Examinations. [read post]
26 May 2023, 11:34 am by Howard Knopf
Ariel Katz’s 2014 blog about The Loss of Access Copyright Royalties and the Effect on Publishers: Sifting Fact from Fiction, which debunks the myths about the Oxford University Press “OUP”)decision close its Canadian K-12 division. [read post]
21 May 2023, 12:07 pm by Kevin LaCroix
The complaint alleges that the defendants failed to disclose that: “(i) the Company had overstated Legacy Stem’s and its own post-Merger business and financial prospects; (ii) Stem’s software revenue did not make up 100% of the Company’s services revenue; (iii) Stem had overstated the benefits expected to flow from its AP partnership; and (iv) as a result, the Company’s public statements were materially false and misleading… [read post]
26 Apr 2023, 9:53 am by Kevin LaCroix
As I noted above, the source of the funds to pay the CBS derivative settlement is not clear. [read post]
20 Apr 2023, 9:05 pm by renholding
Quarterly disclosures under Item 703 of Regulation S-K include the issuer’s objective for its repurchases and the date of adoption and termination of the trading arrangement, as well as whether the repurchases were made pursuant to the Rule 10b-18 safe harbor and a Rule 10b5-1 Trading Arrangement. [read post]
2 Apr 2023, 6:04 am by Russell Knight
R. 201(n) If the deponent’s lawyer has “objections to the questioning during the deposition, he [or she] should state, “I’m not allowing my client to answer based on the Judge’s ruling” and certify the question to the circuit court. [read post]
21 Mar 2023, 7:20 am by Unknown
Waystar, Inc., March 16, 2023, Valihura, K.).Tracey Weinberg was terminated from her position as Chief Marketing Officer of Waystar, Inc. in August 2021. [read post]
15 Mar 2023, 12:32 pm by Kevin LaCroix
The company’s March 9, 2023, filing on Form 8-K about the charges and their resolution can be found here. [read post]