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13 Jun 2022, 6:56 am
” Without admitting or denying the SEC’s findings, Schwab’s investment adviser subsidiaries, Charles Schwab & Co., Inc., Charles Schwab Investment Advisory, Inc., and Schwab Wealth Investment Advisory, Inc., agreed to a cease-and-desist order prohibiting them from violating the antifraud provisions of the Investment Advisers Act of 1940, censuring them, and requiring them to pay approximately $52 million in disgorgement and prejudgment interest,… [read post]
2 Jun 2022, 4:15 am
Apple Inc., Civil Action No. 2:19-cv-00066-JRG (E.D. [read post]
6 May 2022, 7:30 am
Additionally, Foreign Portfolio Investors registered with the Securities and Exchange Board of India (“SEBI”) may invest in non-convertible debentures issued in India. [read post]
21 Mar 2022, 11:09 am
If you are concerned about investments with Geneos Wealth Management Inc., the securities attorneys at The White Law Group may be able to help you. [read post]
17 Mar 2022, 7:34 am
Notably, the fine was increased four-fold to ~US$255m to reflect Facebook, Inc. [read post]
17 Feb 2022, 4:16 am
With these new patent grants, KLDiscovery adds patents US11140212, US11178208, and US11190574 to its already robust IP portfolio. [read post]
10 Feb 2022, 10:51 am
Bethesda-based Marriott International Inc. announced its plans to further expand its portfolio across the Asia Pacific region, targeting to open its 1000th property there. [read post]
28 Jan 2022, 5:47 am
Portfolio Companies Posted by John Galloway, Vanguard, Inc., on Wednesday, January 26, 2022 Tags: Asset management, Board independence, Boards of Directors, ESG, Executive Compensation, Index funds, Institutional Investors, Proxy voting, Shareholder meetings, Shareholder voting, Stakeholders, Virtual meetings The Win-Win That Wasn’t: Managing to the Stock Market’s Negative Effects on American Workers… [read post]
27 Jan 2022, 8:12 am
MPEG LA's initial 11 (b<>com; British Broadcasting Corporation; Digital Insights Inc.; FG Innovation Company Limited; Hanwha Techwin Co., Ltd.; Koninklijke KPN N.V.; Nippon Hoso Kyokai; Orange; Siemens Corp.; Tagivan II LLC; Vidyo, Inc.).While IPlytics explained how hard it is to estimate the strength of VVC-essential portfolios at this stage, they nevertheless presented a slide last summer that listed 21 major VVC patent holders. [read post]
26 Jan 2022, 8:00 am
The second case concerns an AASI filed by Ericsson against Apple Inc. [read post]
23 Jan 2022, 12:43 pm
Inspire Brands Inc. has in its portfolio Dunkin’, Arby’s, SONIC Drive In, Jimmy John’s and others. [read post]
19 Jan 2022, 1:21 pm
Further proving that the payday loan industry is rife with fraud and should be eradicated, Tucker sold nonexistent payday loan portfolios and then didn’t bother filing or paying taxes on his ill-gotten gains. [read post]
19 Jan 2022, 1:21 pm
Further proving that the payday loan industry is rife with fraud and should be eradicated, Tucker sold nonexistent payday loan portfolios and then didn’t bother filing or paying taxes on his ill-gotten gains. [read post]
19 Jan 2022, 8:11 am
The partnership will enable Baker McKenzie to increase internal efficiencies while providing next-generation service levels to its clients MaxVal Group, Inc. [read post]
18 Jan 2022, 9:05 am
Thursday, Jan. 20, 2022, at 3:00 p.m.: Stanford’s Spogli Institute for International Studies will host an online event titled “Non-Recognition of Illegal Annexations: Will the Rule of International Law Hold? [read post]
29 Dec 2021, 12:00 pm
As long-time readers of this blog know, one of the long-range concerns in the D&O insurance industry is the possible exposures of corporate directors and officers to liability claims arising from climate change (as discussed most recently here). [read post]
10 Dec 2021, 12:37 pm
Inspire Brands, Inc. owns a portfolio of more than 3,500 restaurants in 46 states including Utah. [read post]
8 Dec 2021, 11:27 am
SEC RIAs should review their internal procedures to ensure compliance with the custody rules. [read post]
8 Dec 2021, 7:27 am
SEC RIAs should review their internal procedures to ensure compliance with the custody rules. [read post]
3 Dec 2021, 9:49 am
Mastercard Inc. [read post]
