Search for: "In Re Frank" Results 81 - 100 of 5,218
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26 Dec 2022, 1:52 pm by Francis Pileggi
This post was prepared by Frank Reynolds, who has been following Delaware law and writing about it in various publications for over 30 years. [read post]
20 Jun 2014, 11:53 am by Marty Lederman
Maryland or California’s arrest of a federal marshal for taking authorized actions to protect the life of a Supreme Court Justice in In re Neagle. [read post]
16 Sep 2009, 7:10 pm
But… Recent events have caused me to re-evaluate his real value and commitment to the gay community. [read post]
11 May 2011, 12:36 am by Steve Graham
  These cached pages won’t last very long, however, because the search engine will quickly re-index the pages within a few weeks. [read post]
21 Jan 2011, 2:14 pm by James Hamilton
‘Authorizing FINRA to enforce the Advisers Act would free existing Commission resources spent examining dual registrants to be re-directed to other investment advisers. [read post]
If President Obama is re-elected, Dodd-Frank is likely to continue in its current form, adding materially to the problem of moral hazard and TBTF in the US financial system. [read post]
5 Oct 2007, 1:51 am
"[Plaintiffs] permitted the documents to be destroyed without alerting the Underwriter Defendants to their expanded analysis," Francis said in In re WRT Energy Securities Litigation, 96 Civ. 3610. [read post]
21 Nov 2006, 1:11 pm
It's probably not so funny if you're not (as I am) a crazed obsessive when it comes to Frank Capra's... [read post]
18 Feb 2022, 6:02 am
Five years after the initial rules proposal and comment period, the SEC has re-opened the comment period and proposed new requirements to enhance the pay versus performance disclosure. [read post]
24 Mar 2022, 3:32 am by Liz Dunshee
Section 939A of the Dodd-Frank Act directed the Commission to remove references to credit ratings included in certain rules, and this is the SEC’s third attempt for these particular amendments: they were initially proposed in 2008, and then re-proposed in 2011. [read post]
6 Aug 2015, 1:59 pm by Jason M. Halper
, In re Paradigm Capital Management, and we certainly expect to see more such cases brought by the Commission in the near future. [read post]
30 May 2012, 5:07 pm by Kevin LaCroix
  In public statements about this new product, a spokesman for the company that introduced it conceded that product could “possibly” provide indemnification for these clawbacks “if they're insurable under the law," adding that "the basic premise, of course, (is that) you're not going to be able to insure something that the law says is not insurable,"   As least as interpreted in news coverage of Rep. [read post]