Search for: "In Re Merrill Lynch Securities Litigation"
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2 Dec 2015, 8:12 am
Yes, I felt good after the argument in Merrill Lynch (discussed here) buttressed my impression that Merrill Lynch had little chance to persuade the Justices to protect it from the New Jersey courts’ adjudication of securities claims against it. [read post]
17 Apr 2010, 7:12 pm
Usha’s post reminded me of the 2003 opinion by Lewis Pollack in In re Merrill Lynch, in which Judge Pollack (known as a securities law expert) dismissed claims against Merrill Lynch, Henry Blodgett and others in one of the internet stock analyst cases because the collapse of the internet bubble was an intervening cause of the plaintiff’s losses. [read post]
27 Feb 2008, 10:00 am
[19] In this way, the Court re-framed the petitioners' claims in terms of aiding and abetting, and not as primary action on the part of the respondents, and affirmed their dismissal as congruent with the decision in Central Bank. [20] In addition to relying on Central Bank, the Court supported its decision with numerous policy arguments. [read post]
26 Apr 2010, 12:34 pm
Merrill Lynch & Co. [read post]
14 Oct 2009, 1:42 am
SEC Broadens Inquiry Into Bank of America's Merger With Merrill
Corporate Counsel
The Securities and Exchange Commission is broadening its inquiry into the merger of Bank of America and Merrill Lynch. [read post]
11 Aug 2009, 8:00 am
The SEC brought a very high profile enforcement action agains BofA for the bonuses paid by Merrill Lynch shortly before the merger, exacting a $33 million fine. [read post]
16 Dec 2010, 2:15 pm
The book contrasts banks such as Merrill Lynch, on the one hand, and their more sophisticated competitors like JP Morgan and Goldman, on the other. [read post]
20 Jul 2017, 11:48 pm
“Although we believe our practices were entirely proper, it made no sense to continue litigating the merits of practices that are no longer followed when the matter could be resolved on an industry wide basis,” said Merrill Lynch spokesman Bill Halldin. [read post]
6 Jul 2009, 7:58 am
- Lu Ting, an economist with Bank of America Merrill Lynch in Hong Kong: "China's recovery is gathering further momentum. [read post]
14 Apr 2008, 9:02 am
Other financial firms that may face CtW campaigns against board members at their annual meetings include Wachovia (April 22), Bank of America (April 23), and Merrill Lynch (April 24). [read post]
8 Jan 2010, 7:46 am
Mozilo will spend the next several years of his life defending himself from litigation. [read post]
30 Jun 2010, 9:52 am
In re Merrill Lynch & Co., Inc. [read post]
7 Aug 2016, 10:02 pm
Merrill Lynch, Pierce, Fenner & Smith, Inc., 672 F.3d 482, 491 (7th Cir. 2012). [read post]
22 Feb 2016, 4:36 pm
After attending the PLUS D&O Symposium some years ago, several colleagues at Partner Re thought it might be worthwhile to provide D&O insurance professionals with historical overview of the evolution of Directors and Officers insurance (D&O) in the US marketplace. [read post]
10 Nov 2015, 2:18 pm
In the brokerage firm context, the ones that are regulated by FINRA, again, your Morgan Stanley, your Merrill Lynch, your Smith Barney, etc., in that context, there are two models. [read post]
22 Mar 2023, 12:52 pm
In 2008, you had a bunch of the largest banks, Merrill Lynch, Morgan Stanley, Citigroup having bad assets on their books, mortgage backed securities. [read post]
22 Jan 2008, 8:20 am
The CtW Investment Group, the investment arm of the Change to Win labor coalition, announced it would target the five members of financial giant Citigroup's audit committee as well as the chair of Merrill Lynch's nominating and governance committee following the release of fourth quarter 2007 results that included write-downs in the billions for subprime losses. [read post]
10 May 2010, 11:30 pm
Experience confirms that economic crises spawn litigation. [read post]
1 Mar 2023, 12:27 pm
So in other words, one maybe awkward as you said UBS, but not at Merrill Lynch, is that how it works? [read post]
31 Dec 2011, 3:13 pm
Folks with MBAs can destroy companies like Washington Mutual, Wachovia (bought by Wells Fargo to avert destruction), Merrill Lynch (bought by Bank of America on the eve of destruction back in 2008 and as the CEO bought an $87,000 area rug for his office), Lehman Brothers, AIG (if not for the bail out it received), and Bank of America (perhaps? [read post]
