Search for: "In Re Securities and Exchange Commission"
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2 May 2024, 8:08 am
A list of all petitions we’re watching is available here. [read post]
26 Apr 2024, 10:47 am
Further, traditional listings let the homeowner choose a different agent if they’re unhappy with the service. [read post]
25 Apr 2024, 6:41 am
To illustrate this point, we’re summarizing highlights of the hundreds of FOIA requests submitted by media organizations to the Food and Drug Administration and the Securities and Exchange Commission during March (the most recent month for which information is available). [read post]
25 Apr 2024, 2:55 am
Violations subject to these increased fines include: a data user using data for prohibited purposes; a data user extracting personal data (instead of anonymous data) from the HDAB’s secure processing environment – presumably by circumventing protections put in place by the HDAB; a data user trying to re-identify individuals; and a data user or data holder not complying with an HDAB’s enforcement measures. [read post]
23 Apr 2024, 5:57 am
(Editor’s note: This article is part of Just Security’s Symposium, International Law in the Face of Russia’s Aggression in Ukraine: The View from Lviv.) [read post]
22 Apr 2024, 2:04 pm
Apr. 12, 2024) (“MIC”), the United States Supreme Court (Sotomayor, J.) held unanimously that “pure omissions” in a Securities and Exchange Commission (“SEC”) filing do not support liability under SEC Rule 10b-5(b). [read post]
22 Apr 2024, 1:11 pm
For example, in In re GoHealth, Inc. [read post]
22 Apr 2024, 1:35 am
If you’re a high earner, however, pass-through taxation could result in you leaving tax savings on the table. [read post]
19 Apr 2024, 2:45 pm
The Securities and Exchange Commission is the primary securities regulator in the U.S. [read post]
19 Apr 2024, 9:27 am
The Securities and Exchange Commission (“SEC”) approved 11 spot Bitcoin exchange-traded funds (“ETFs”) on January 10, 2024, marking a historic moment in the crypto industry. [read post]
19 Apr 2024, 1:46 am
However, there are a few exceptions to BOIR filing: Publicly traded companies: Companies already registered with the Securities and Exchange Commission (SEC) are exempt from filing a BOIR because ownership information is already publicly available. [read post]
18 Apr 2024, 9:01 pm
But irrespective of the context, if you’re speaking on AI, you too must ensure that you do so in a manner that is not materially false or misleading. [read post]
17 Apr 2024, 5:19 am
“That is what we’re trying to avoid. [read post]
12 Apr 2024, 6:30 am
Securities and Exchange Commission, on Saturday, April 6, 2024 Tags: Climate Disclosure, order, SEC, securities act of 1933, Securities Exchange Act of 1934 2024 Annual Meeting Filing and Disclosure Requirements Posted by Brian V. [read post]
12 Apr 2024, 6:30 am
Securities and Exchange Commission, on Saturday, April 6, 2024 Tags: Climate Disclosure, order, SEC, securities act of 1933, Securities Exchange Act of 1934 2024 Annual Meeting Filing and Disclosure Requirements Posted by Brian V. [read post]
10 Apr 2024, 3:15 am
Securities and Exchange Commission Mr. [read post]
8 Apr 2024, 4:38 pm
They will then try to determine whether the gun is stolen or if it was used in the commission of a crime, and they may be able to locate the rightful owner. [read post]
8 Apr 2024, 4:38 pm
They will then try to determine whether the gun is stolen or if it was used in the commission of a crime, and they may be able to locate the rightful owner. [read post]
8 Apr 2024, 2:03 pm
It is highly unlikely that the re-naming of categories of countries can actually change the reality on the ground. [read post]
8 Apr 2024, 3:10 am
For completeness, REMIT II defines OMPs as an energy exchange, an energy broker, an energy capacity platform or any other system of facility in which multiple third-party buying or selling interests in wholesale energy products interact in a manner that may result in a transaction. 5. [read post]
