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1 May 2015, 3:00 am by nedaj
. **** Date: May 4, 2015 Sponsor: Sohn Conference Event: Sohn Investment Conference Location: New York, NY Date: May 5, 2015 Sponsor: CHFA Event: CHFA Las Vegas Networking Reception 2015 Location: Las Vegas, NV Date: May 5, 2015 Sponsor: Managed Funds Association Event: MFA’s Compliance 2015 Location: New York, NY Date: May 5, 2015 Sponsor: HFC Event: Boston Spring Soiree Location: Boston, MA Date: May 5-6, 2015 Sponsor: Mercator International LLC… [read post]
1 May 2015, 3:00 am by nedaj
. **** Date: May 4, 2015 Sponsor: Sohn Conference Event: Sohn Investment Conference Location: New York, NY Date: May 5, 2015 Sponsor: CHFA Event: CHFA Las Vegas Networking Reception 2015 Location: Las Vegas, NV Date: May 5, 2015 Sponsor: Managed Funds Association Event: MFA’s Compliance 2015 Location: New York, NY Date: May 5, 2015 Sponsor: HFC Event: Boston Spring Soiree Location: Boston, MA Date: May 5-6, 2015 Sponsor: Mercator International LLC… [read post]
16 Mar 2015, 7:01 am by @travelblawg
Saaga, doing business as Present America Tours, LLC and Performing Hawaii Tours, LLC, contracted with these customers to provide extensive travel plans, but never performed as promised for the school districts across Missouri and Arkansas. [read post]
24 Feb 2015, 8:35 am by Allison Tussey
Hanover pitched her “Fast Track” investment program to investors who attended seminars in Southern California, Dallas and Las Vegas, Nevada. [read post]
9 Feb 2015, 6:50 am by Lax & Neville LLP
” On December 16, 2014, the SEC suspended trading of a Las Vegas, Nevada company called American Heritage International, Inc. [read post]
27 Aug 2014, 5:21 pm by Susan Schneider
., International Studies, Willamette UniversityProfessional experience includes: Associate Attorney (Creditors’ Rights, Bankruptcy Group; Litigation Group), Saalfeld Griggs, PC; Certified Law Clerk (Juvenile Division), Marion County District Attorney; Teach for America, Las Vegas Valley, 5th Grade Classroom TeacherAdmitted to practice law in OregonDiane MacDonald (Chicago, Illinois)LL.M., Taxation, with honors, Golden Gate University School of LawJ.D., with honors, IIT Chicago-Kent… [read post]
26 Aug 2014, 1:12 pm
He used the funds of new investors to pay existing investors and also to pay for Las Vegas gambling trips, to pay credit cards, to make personal investments in property and to give money to his spouse. [read post]
9 May 2014, 7:23 am by Allison Tussey
Hammond owned, operated, or was involved in several businesses, including Longhorn Construction Inc.; Longhorn Properties LLC; Longhorn Development Group Inc.; Longhorn Construction-North American Investment Group Inc., and others. [read post]
1 May 2014, 1:38 pm by D. Daxton White
Kahler allegedly used the money for personal use, including lavish trips to vegas and expensive cars. [read post]
29 Dec 2013, 11:52 am by Gina Bongiovi
 For example, Jane Doe, as Managing Member of ABC Supplies, LLC. [read post]
27 Dec 2013, 6:36 am
This year also saw the first-time use of a little-known regulation (Rule 38a-1(c) of the Investment Company Act) to ban a Colorado portfolio manager from the securities industry for five years—formisleading and obstructing a CCO—another nod to the CCO’s critical role by government. [read post]
15 Nov 2013, 5:24 pm by Hedge Fund Lawyer
In this order (summary below), the SEC permits the manager to receive fees based on the facts of situation: An order has been issued on an application filed by Davidson Kempner Capital Management LLC (“DKCM”) under Section 206A of the Investment Advisers Act of 1940 and Rule 206(4)-5(e) thereunder. [read post]
7 Oct 2013, 2:31 pm by D. Daxton White
According to the letter, “the golf market in Las Vegas has suffered greatly and has not yet seen signs of rebounding. [read post]
15 Apr 2013, 2:48 am by Dennis Crouch
Nokia transferred about thirty patents to a new Las Vegas entity known as MEMORY TECHNOLOGIES LLC. [read post]
24 Oct 2012, 6:12 pm by Jordan D. Maglich
 Driver was the sole owner and principal of Axcess Automation, LLC (“Axcess Automation”) and Axcess Fund Management LLC (“Axcess Management”). [read post]
18 Oct 2012, 6:55 pm by Jordan D. Maglich
According to authorities, French incorporated D3 Capital Management LLC ("D3"), listing an office address in the ritzy Mizner Park area of Boca Raton, Florida. [read post]
1 Oct 2012, 3:00 am by nedaj
Event: Know Yourself and Your Decision-Making Process: A Conversation with Nobel Laureate Daniel Kahneman Location: New York, NY October 16 Sponsor: Investment Adviser Association Event: 2012 Compliance Workshop Location: Boston, MA October 16 Sponsor: NC Department of Secretary of State Event: Investment Adviser Workshop Location: Charlotte, NC October 17 Sponsor: Hedge Funds Care & ParkRiver Fund Solutions Event: Cocktails & Commentary – Navigating… [read post]