Search for: "JEFFREY R. SALE"
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11 Dec 2017, 1:16 pm
Sunstein Cass R. [read post]
5 Dec 2017, 12:01 pm
Borkowski, Jeffrey D. [read post]
1 Dec 2017, 6:17 am
Liebl, Mayer Brown LLP, on Sunday, November 26, 2017 Tags: Equity-based compensation, Executive Compensation, Internal Revenue Code, Securities regulation, Stock options, Taxation, US House Finance and Corporate Innovation: A Survey Posted by Jie (Jack) He (University of Georgia) and Xuan Tian (Tsinghua University), on Monday, November 27, 2017 Tags: Capital allocation, Capital markets, Entrepreneurs, Financial… [read post]
22 Nov 2017, 6:00 am
In the Maran case, FBTS also agreed to follow specific policies and procedures when it acts as a trustee or fiduciary to an ESOP that is purchasing, selling, or considering the purchase or sale of employer securities that are not publicly traded. [read post]
13 Nov 2017, 7:51 am
According to his FINRA BrokerCheck report, George Jeffrey Dahl has 15 disclosure events listed including 9 customer disputes. [read post]
29 Oct 2017, 4:08 am
Jeffrey A. [read post]
11 Oct 2017, 12:54 pm
The case is being supervised by Eric R. [read post]
19 Sep 2017, 10:38 am
October 4, 2016 12:01 AM | Permalink | The Use of Offshore Tax Havens by Fortune 500 CompaniesRead this report in PDF.Download Dataset/Appendix (XLS)Table of ContentsExecutive SummaryIntroductionMost of America’s Largest Corporations Maintain Subsidiaries in Offshore Tax HavensEarnings Booked Offshore for Tax Purposes by U.S. [read post]
5 Sep 2017, 5:05 am
The initial request was granted and in response, Coinbase customer and attorney Jeffrey K. [read post]
1 Sep 2017, 8:39 am
These types of investments are a means for smaller companies to raise capital through the sale of equity or debt securities without having to register their securities with the SEC. [read post]
3 Aug 2017, 7:24 am
Both behaviors may contribute to lower overall sales and thus, lower tax revenues than originally estimated. [read post]
13 May 2017, 7:00 am
By guest bloggers Jeffrey J. [read post]
21 Apr 2017, 1:01 pm
FINRA Sues Berthel Fisher and Jeffrey Dragon, former advisor According to reports, FINRA is charging Berthel Fisher with failure to supervise sales of unit investment trusts. [read post]
12 Apr 2017, 9:09 pm
In the following year, it saw comparable sales fall by 20 percent or more. [read post]
20 Mar 2017, 9:01 am
In response to the ruling, a self-identifying Coinbase customer and managing partner of Berns Weiss, Jeffrey K. [read post]
26 Jan 2017, 8:50 am
Jeffrey MayLast July, the Department of Justice Antitrust Division filed two actions, challenging proposed mergers that would have reduced the country’s “big five” health insurers to three. [read post]
6 Oct 2016, 10:19 am
If you are the victim of Massachusetts product liability, call the Law Offices of Jeffrey S. [read post]
5 Oct 2016, 7:59 am
According to FINRA, former Morgan Stanley broker, Jeffrey H. [read post]
21 Sep 2016, 9:51 am
The SEC's order finds that Sheldon R. [read post]
21 Sep 2016, 7:51 am
Jeffrey Boujoukos. [read post]
