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6 Apr 2021, 3:00 am
Of course, I’m talking about Volkswagen’s ill-conceived April Fools’ “Voltswagen” prank, which resulted in its stock popping by 10% before coming back to earth. [read post]
1 Apr 2021, 3:18 am
For those who went to law school, do you remember that class we all took on creativity in the legal work environment? [read post]
31 Mar 2021, 9:11 am
"The amendments adopted by the SEC in 2020, among other things, created a tiered eligibility requirement such that a shareholder must continuously hold: (1) $2,000 in a company’s stock for three years; (2) $15,000 in a company’s stock for two years; or (3) $25,000 in a company’s stock for one year. [read post]
30 Mar 2021, 3:08 am
Some viewed them as a “capstone” to former SEC Chair Jay Clayton’s tenure. [read post]
Activist Shareholder Proposals and HCM Disclosures Pivot to Diversity, Equity, and Inclusion in 2021
24 Mar 2021, 12:47 pm
” Other of Arjuna’s proposals for 2021 include resolutions related to increasing board representation by nominating at least one individual with “an experienced voice with human and civil rights expertise”[6] who “will qualify as an independent director within the listing standards of the New York Stock Exchange. [read post]
22 Mar 2021, 9:07 pm
SPACs are shell companies that list themselves on public stock exchanges. [read post]
22 Mar 2021, 7:04 am
" The CFA said it agreed with then-SEC Chair Jay Clayton who had committed to ensuring that the CAT receive only the information that was needed and that adequate safeguards be put in place to protect PII. [read post]
2 Mar 2021, 2:49 pm
Enforcement Initiative First, I think we should anticipate a more active enforcement approach than was in place under SEC Chair Jay Clayton during the Trump administration. [read post]
25 Feb 2021, 9:00 am
By Jay Fishman, J.D.Various financial intermediaries have submitted written letters to New York’s state legislative tax committee expressing either support for or opposition to a stock transfer tax bill (STT) James Sanders Jr. introduced in the New York Senate, accompanied by Phil Steck’s corresponding bill in the New York Assembly. [read post]
13 Feb 2021, 3:30 am
Did she support the OLC Torture Memos, written by John Yoo and signed off by Jay Bybee. [read post]
4 Feb 2021, 8:30 pm
National/Federal An Emboldened Extremist Wing Flexes Its Power in a Leaderless G.O.P. [read post]
24 Jan 2021, 3:35 am
Shortly before the end of his tenure as Chair of the Securities and Exchange Commission (SEC), Chair Jay Clayton presided over the SEC as it considered and approved the New York Stock Exchange’s (NYSE) proposed rule change modifying the NYSE’s rules in order to permit, as described below, primary issuances in connection with a direct listing of a class of the issuer’s equity securities on the exchange. [read post]
8 Jan 2021, 5:52 am
This post is based on her letter to outgoing SEC Chairman Jay Clayton. [read post]
8 Jan 2021, 3:02 am
Time will tell whether the SEC under the new Administration will revisit – or refine – activities under former Chair Jay Clayton, or will prioritize other initiatives. [read post]
4 Jan 2021, 9:00 am
While legal actions were low, the stock market was high. [read post]
18 Dec 2020, 5:58 am
Securities and Exchange Commission, on Thursday, December 17, 2020 Tags: Anti-corruption, Conflicts of interest, Disclosure, Dodd-Frank Act, ESG, FCPA, International governance, SEC, SEC rulemaking, Securities regulation Statement on Adoption of Resource Extraction Disclosure Rules Posted by Jay Clayton, U.S. [read post]
17 Dec 2020, 3:05 am
All of the SEC Commissioners, including Chair Jay Clayton, released their own statements about the final rules. [read post]
4 Dec 2020, 6:15 am
Bell, Fenwick & West LLP, on Tuesday, December 1, 2020 Tags: Boards of Directors, ESG, Executive Compensation, Peer groups, Proxy access, Proxy season, Proxy voting, Say on pay, Shareholder elections, Shareholder proposals, Shareholder voting, Surveys, Tech companies Public Thrift, Private Perks: Signaling Board Independence with Executive Pay Posted by Pablo Ruiz-Verdú (Carlos III University) and Ravi Singh (Higher… [read post]
3 Dec 2020, 8:30 pm
Hart has indicated she intends to challenge the result. 2,596 Trades in One Term: Inside Senator Perdue’s stock portfolio New York Times – Stephanie Saul, Kate Kelly, and Michael LaForgia | Published: 12/2/2020 Along with U.S. [read post]
27 Nov 2020, 5:58 am
Acquisition Experience and Director Remuneration Posted by Addis Birhanu (Ecole de Management de Lyon), on Friday, November 20, 2020 Tags: Boards of Directors, Director compensation, Human capital, Management, Mergers & acquisitions Remarks by Chairman Clayton to the Economic Club of New York Posted by Jay Clayton, U.S. [read post]
