Search for: "John Gregory Smith"
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15 Mar 2019, 5:55 am
Licht (Interdisciplinary Center Herzliya), on Thursday, March 14, 2019 Tags: Business judgment rule, Delaware articles, Delaware law, Fairness review, Fiduciary duties, Merger litigation, MFW, Securities litigation 2019 Lobbying Disclosure Resolutions Posted by Timothy Smith, Walden Asset Management and John Keenan, AFSCME, on Thursday, March 14, 2019 Tags: Disclosure, Institutional… [read post]
12 Mar 2019, 2:23 pm
SEC Bars Broker for 1.3M Fraud The SEC has In another SEC recent case resulting in a final judgment, ex-broker John Gregory Schmidt settled allegations accusing him of selling the securities of several of his retail brokerage customers and then secretly moving more than $1M of the proceeds to other customers to conceal shortfall in the latter’s accounts. [read post]
11 Mar 2019, 2:17 pm
If John Gregory Schmidt was your broker and you suspect your investment losses may have been a result of fraud, contact Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) today. [read post]
21 Feb 2019, 4:00 am
… Major Philosophers rarely or never cited Heraclitus, Parmenides, Empedocles, Anaxagoras, Protagoras, Epicurus, Zeno of Citium, Plotinus, Epictetus, Gregory the Great, John the Scot, Avicenna, Averroes, Roger Bacon, John Calvin, Baruch Spinoza, George Berkeley, Henri Bergson, Alfred North Whitehead and Søren Kierkegaard, all named in that earlier list of major philosophers, fill that bill. [read post]
29 Jan 2019, 11:48 am
This past fall at the Administering Patent Law symposium at Iowa Law, Professor Colleen Chien presented an argument in favor of more intentional experimentation by administrative agencies such, as the USPTO to test policy concepts and proposed several possibilities. [read post]
3 Jan 2019, 5:54 am
According to FINRA Disciplinary actions for December 2018, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Adamo, Gregory Allstate Financial Services, LLC National Securities Corp Drill, John Northwestern Mutual Investment Services, LLC … [read post]
3 Dec 2018, 8:46 pm
(Cole.pdf) John F. [read post]
21 Oct 2018, 2:43 pm
(Cole.pdf) John F. [read post]
11 Oct 2018, 5:03 pm
At Shepherd Smith Edwards and Kantas, LLP, our broker fraud lawyers work with investors nationwide. [read post]
1 Sep 2018, 9:28 am
Jason Gregory Johns, Harris Huguenard, Lionel M. [read post]
9 Jul 2018, 12:46 pm
John Cochran Maccoll UBS Financial Services Inc. [read post]
14 Mar 2018, 4:05 am
At Bloomberg Law, Patrick Gregory discusses how the Supreme Court’s decision in Murphy v. [read post]
21 Dec 2017, 6:34 am
(Cole.pdf) John F. [read post]
27 Sep 2017, 3:06 am
Cases About Desecration The 1974 decision in Smith v. [read post]
1 Sep 2017, 6:49 am
JESSICA PARKER VALENTINE AND BRYAN L. [read post]
20 Jun 2017, 8:52 am
“Intentions, Promises, and Obligations,” in Barry Smith, ed., John Searle. [read post]
19 Jun 2017, 2:29 pm
“Intentions, Promises, and Obligations,” in Barry Smith, ed., John Searle. [read post]
27 Apr 2017, 1:30 am
Rogers College of Law, Promotion of Drugs and Devices: Off-Label and No-LabelJason Smith, California State University, East Bay, Health, the First Amendment and the Ethics of the Patient-Physician Interaction Health Care Financing and Regulation Session 1B – Room 245Developments in Mental Health Parity and Addiction Equity: Enforcement, Guidance and ImplementationModerator: Paul Lombardo, Georgia State University College of LawMelissa Alexander, University of Wyoming College of Law,… [read post]
1 Apr 2017, 11:52 am
I am happy to announce the publication of my article: "A Lex Mercatoria for Corporate Social Responsibility Codes Without the State? [read post]
19 Mar 2017, 8:57 am
“Intentions, Promises, and Obligations,” in Barry Smith, ed., John Searle. [read post]
