Search for: "Joseph A. Grundfest"
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5 Aug 2019, 11:03 am
Grundfest, Stanford Law Professor, former SEC Commissioner, and founder of Stanford’s Securities Class Action Clearinghouse. [read post]
21 Oct 2013, 2:32 pm
Former SEC Chair Chris Cox and Commissioners Joseph Grundfest, Paul Atkins and Charles Cox have filed an amicus brief urging the Supreme Court to not adopt a strained and overly broad reading of the whistleblower provision of the Sarbanes-Oxley Act when Congress has already acted in the Dodd-Frank Act to extend whistleblower protections to private company employees. [read post]
24 Jan 2014, 7:38 am
Former SEC Commissioners Paul Atkins, Joseph Grundfest, Steven Wallman and Edward Fleischman signed the brief, along with former SEC General Counsel Brian Cartwright. [read post]
10 Oct 2023, 1:10 pm
CII supported the rulemaking petition’s argument that the agency has at various times amended timing considerations in light of market developments in securities-offering practices.CII further argued that former SEC Chairman Jay Clayton and former SEC Commissioner Joseph Grundfest filed a brief as amici curiae in Slack in which they agreed that the Commission has the authority to create the holding period. [read post]
30 Apr 2013, 7:41 am
Former SEC Commissioners Paul Atkins and Joseph Grundfest, and former SEC General Counsel Simon Lorne, filed an amicus brief in the DC Circuit in a case involving an SEC request to compel the Securities Investor Protection Corporation to file an application for a protective decree and commence a liquidation proceeding in relation to the fraudulent activities of Robert Allen Stanford. [read post]
6 Nov 2008, 1:02 pm
The panel, which was moderated by Edwards Angell Palmer & Dodge partner John McCarrick, included Boris Feldman of the Wilson Sonsini firm; Professor Joseph Grundfest of Stanford Law School; Keith Fleischman of the Grant & Eisenhofer firm; and Judge Vaughn Walker of the Northern District of California. [read post]
27 May 2014, 4:23 am
” Here’s an excerpt from the opening: For two months last summer, Stanford Law School professor Joseph Grundfest locked himself away in his home office in California’s Portola Valley. [read post]
22 Sep 2023, 12:15 am
, Joseph A. [read post]
10 Apr 2012, 5:01 am
Bush Institute Craig Goettsch, Director of Investor Education and Consumer Outreach, Iowa Insurance Division Joseph Grundfest, William A. [read post]
18 Sep 2011, 12:06 pm
Highlights of last year’s lecture by Professor Joseph Grundfest on forum selection clauses for intra-corporate disputes, was highlighted here. [read post]
12 Oct 2011, 6:57 am
Rodgin Cohen (‘68), James Copland, Steven Davidoff, Gary Gensler, Amy Goodman, Holly Gregory, Joseph Grundfest, Edward Herlihy, Brad Karp (’84), Arthur Kohn, Martin Lipton, Jay W. [read post]
16 Feb 2023, 9:05 pm
Former SEC Chair Jay Clayton and former Commissioner Joseph Grundfest recently filed this amicus brief in support of Slack’s position. [read post]
19 Apr 2010, 5:44 am
; Joseph Grundfest, Measurement Issues in the Proxy Access Debate; Kose John & William Sodjahin, Corporate Asset Purchases, Sales and Governance. [read post]
28 Aug 2011, 7:31 am
Grundfest, Lynn A. [read post]
13 Feb 2020, 6:42 am
Joseph A. [read post]
4 May 2008, 11:20 pm
According to Joseph Grundfest, the director of the Clearinghouse, increased enforcement activity by the SEC and DOJ, and a strong stock market accounted for the drop. [read post]
8 Dec 2009, 6:33 am
Our paper is scheduled to appear in the February 2010 issue of The Business Lawyer together with an article by Joseph Grundfest in defense of retaining the current no-access default. [read post]
4 Dec 2022, 4:23 pm
Joseph Grundfest submitted an Amicus Curiae brief to the Ninth Circuit in the above-referenced case, that the former Delaware judiciary members, referenced above, agreed with in their submission to the Ninth Circuit. [read post]
14 Jul 2020, 1:16 pm
As protection against this possibility of duplicative litigation, some observers (most notably Stanford Law Professor Joseph Grundfest) suggested companies could adopt charter provisions designating a federal forum for Securities Act liability actions involving the company. [read post]
26 Oct 2008, 8:27 pm
These were the questions that on October 23, 2008 Stanford Law School Professor Joseph Grundfest and Duke Law School Professor James Cox debated in New York at the Forum for Institutional Investors sponsored by the Bernstein Litowitz Berger & Grossman law firm. [read post]
