Search for: "Joseph Grundfest, Stanford Law School," Results 81 - 86 of 86
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29 Jan 2018, 11:28 pm by Kevin LaCroix
”  On the other hand, those lawyers claim the products are not securities, and the promoters proceed without compliance with the securities laws, which deprives investors of the substantive and procedural investor protection requirements of our securities laws. [read post]
20 Jun 2023, 5:25 am by Kevin LaCroix
Frankel quotes Stanford Law School Professor Joseph Grundfest as saying that there “is no such thing” as a federal derivative action under Section 14(a). [read post]
15 May 2007, 9:45 am
Professor Roberta Romano of Yale University Law School observed that the costs of 14a-8 proposals are borne by all shareholders, rather than the individual filers. [read post]
11 Jan 2008, 10:09 am
" Strine, like a growing number of governance watchers including Stanford Law School professor and former SEC commissioner Joseph Grundfest, argued that majority voting represents a more "potent weapon" to change the composition of the board and that directors are now "running scared of withhold campaigns, and increasingly ready to make the bargains necessary to avoid being targeted. [read post]
12 Dec 2017, 4:36 pm by Kevin LaCroix
” Asked by reporters if the SEC will investigate and prosecute other ICOs, SEC Chairman Clayton has noted ominously: “If people continue to ignore the securities law, yes. [read post]
5 Apr 2009, 1:26 pm
(Editor’s Note: This post is based on a client memorandum by Jonathan C. [read post]