Search for: "Julie Hedges"
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15 Jun 2023, 12:08 pm
The SEC’s final rules to establish the whistleblower program were approved on May 25, 2011, and took effect on August 12, 2011—but the agency began accepting tips a full year earlier, starting on July 22, 2010. [read post]
13 Jun 2023, 7:41 am
Ponzi schemes, pyramid schemes, and hedge-fund fraud are among the most common forms of fraudulent offerings. [read post]
25 May 2023, 8:00 am
A review covering the calendar year 2022 must be completed by or before July 1, 2023. [read post]
18 May 2023, 9:05 pm
In July 2021, President Biden issued an executive order aimed at promoting competition in the American economy. [read post]
17 May 2023, 11:30 am
Alternative investments include oil and gas partnerships, private placements, structured products, hedge funds and tenant-in-common offerings. [read post]
11 May 2023, 9:01 pm
This would help address the potential contagion risk that could flow through to the markets if a hedge fund or levered fund were unable to deliver on a transaction. [read post]
2 May 2023, 9:01 pm
Taken together, those fees might add up to 3-4 percent in private equity and 2-3 percent in hedge funds per year. [read post]
27 Apr 2023, 9:01 pm
Consider whether it is preferable to fund at fixed rates rather than floating rates (or hedging your floating rate loans) to help mitigate the risks associated with interest rate volatility. [read post]
23 Apr 2023, 9:01 pm
Good morning, Chairman McHenry, Ranking Member Waters, and members of the Committee. [read post]
20 Apr 2023, 1:20 pm
April 20, 2023 Clients, Friends, and Associates: As we end the first quarter and enter the spring season, we would like to highlight some of the recent industry updates and occurrences we found to be both interesting and impactful. [read post]
12 Apr 2023, 11:39 am
Smith managed and controlled Broad Reach Capital LP, a pooled investment fund/hedge fund that was established in February 2016 and was open to accredited investors. [read post]
6 Apr 2023, 5:42 am
The group’s next meeting is scheduled to take place in July. [read post]
22 Mar 2023, 11:08 am
We saw the American economy essentially shut down from March through June 2020, yet by July 31, the SP500 was back to 3,300. [read post]
16 Mar 2023, 9:05 pm
OEFs engage in liquidity transformation, but the FSB exaggerates the significance of this because OEFs are very liquid in comparison with other financial intermediaries such as banks, hedge funds, and private equity funds. [read post]
15 Mar 2023, 6:07 am
NATO leaders must make this clear and unambiguous, both in advance of the Vilnius Summit in July, and in the Summit Declaration. [read post]
14 Feb 2023, 5:32 pm
., was a man in his 50s who worked as a business analyst with a Manhattan hedge fund management firm until he was fired. [read post]
10 Feb 2023, 6:18 am
No one yet knows how much of the $1 billion in debt was still outstanding at the time of the collapse last July. [read post]
6 Feb 2023, 11:15 am
Both cases, designated by the court as related, allege that Silvergate, its CEO Alan Lane and other D&Os at Silvergate are liable for fraud and unjust enrichment for permitting FTX to direct customer deposits to Alameda Research, a hedge fund that is a wholly owned separate entity of FTX’s former CEO Bankman-Fried. [read post]
1 Feb 2023, 9:01 pm
Thank you Thomas [Kim] for that lovely introduction and I’m very pleased to be here at the Securities Regulation Institute giving the Alan B. [read post]
3 Jan 2023, 10:08 am
This included offering information about precious metals as a hedge against economic turbulence. [read post]
