Search for: "Katz v. Securities and Exchange Commission"
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12 Aug 2022, 6:51 am
Katz, and Sabastian V. [read post]
3 Apr 2020, 6:03 am
Posted by David Katz and Sabastian V. [read post]
10 May 2019, 6:17 am
Securities and Exchange Commission, on Friday, May 3, 2019 Tags: Accountability, Acquisition premiums, Disclosure, Financial reporting, Long-Term value, Mergers & acquisitions, Private benefits of control, SEC, Securities regulation, Shareholder value, Transparency L&G Active Ownership Report Posted by Sacha Sadan, Legal & General Investment Management Ltd., on Saturday, May 4, 2019 … [read post]
1 May 2020, 6:02 am
Katz, and Sabastian V. [read post]
1 Mar 2013, 6:15 am
Securities and Exchange Commission, in which the Court rejected the SEC’s interpretation and held that the five-year statute of limitations during which the SEC may seek civil penalties for securities fraud against investment advisors begins not when the fraud is discovered, but when it occurs. [read post]
11 Dec 2020, 6:01 am
Wahlquist, Sabastian V. [read post]
8 May 2020, 5:58 am
Brownstein, Sabastian V. [read post]
13 Jan 2015, 3:57 am
For starters, at the end of his blog about this issue, Keith Bishop wonders: Daniel Gallagher is a sitting Commissioner and his co-authorship of this paper could lead arguments that he must disqualify himself should the issue actually come before the Securities and Exchange Commission. [read post]
29 Jun 2018, 6:04 am
Tørsløv and Ludvig S. [read post]
18 Nov 2022, 6:30 am
Lu, Sabastian V. [read post]
18 Nov 2022, 6:30 am
Lu, Sabastian V. [read post]
13 Oct 2022, 1:55 pm
Supreme Court’s 2021 decision in Goldman Sachs Group Inc. v. [read post]
23 Feb 2020, 8:13 pm
Alberta Securities Commission, 1989 CanLII 121 (SCC), [1989] 1 S.C.R. 301; Ringrose v. [read post]
9 Feb 2018, 5:06 am
Securities and Exchange Commission, on Wednesday, February 7, 2018 Tags: Blockchain, CFTC, Cryptocurrencies, Exchange Act, Financial technology, ICOs, Innovation, Investor protection, SEC, Securities enforcement, Securities fraud Cryptocurrency 2018 Posted by David E. [read post]
18 Jul 2008, 6:31 pm
The bylaw proposal was filed by the American Federation of State, County, and Municipal Employees as an alternative to proxy access resolutions, which the Securities and Exchange Commission has allowed companies to omit. [read post]
10 Jul 2020, 5:58 am
Securities and Exchange Commission, on Wednesday, July 8, 2020 Tags: Corporate liability, Disclosure, ESG, Institutional Investors, Materiality, SEC, Securities regulation, Sustainability 8 Steps for Audit Committees to Navigate the Pandemic Posted by Hille R. [read post]
18 Aug 2011, 10:48 am
(See Melone v. [read post]
28 Mar 2011, 7:02 pm
Trustee Want Chapter 11 Trustee for West End Financial The Securities and Exchange Commission and the U.S. [read post]
29 Dec 2009, 10:56 am
Congress Should Rewrite the Securities Exchange Act of 1934 94 Accounting and Administrative Law Aspects of Gerstle v. [read post]
1 Apr 2022, 6:01 am
Securities and Exchange Commission, on Thursday, March 31, 2022 Tags: Capital formation, Investor protection, IPOs, LLCs, Mergers & acquisitions, SEC, Securities regulation, SPACs, Special purpose vehicles [read post]
