Search for: "Kelly Capital, LLC"
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1 May 2014, 6:40 am
Claimant(s) Respondent(s) Award of Panel 13-00144 RBC Capital Markets LLC Thomas Alexander Hand (1) Respondent to pay Claimant compensatory damages of $237,326.00; (2) Claimant to pay Respondent compensatory damages of $40,000.00. [read post]
6 Jan 2014, 3:44 am
” Huatuco builds on Chancery Court’s 2008 ruling in R&R Capital, LLC v. [read post]
30 Oct 2013, 11:55 pm
According to the complaint, “The town’s desire to capitalize upon the fame of To Kill a Mockingbird is unmistakable: Monroeville’s town logo features an image of a mockingbird and the cupola of the Old County Courthouse, which was the setting for the dramatic trial in To Kill a Mockingbird. [read post]
7 Aug 2013, 6:30 am
Rosenfeld, Kelly B. [read post]
10 Jul 2013, 1:32 pm
Shelter Capital: A Cautionary Tale of Rightsowner Overzealousness"). [read post]
24 Jun 2013, 7:26 am
Kelly Financial Groups LLC, J.G. [read post]
15 Mar 2013, 10:08 pm
.); Kelly v. [read post]
29 Nov 2012, 4:14 am
In re Stript Wax Bar, LLC November 16, 2012) [not precedential].In comparing the marks the Board noted that, under the CAFC's ruling in Citigroup, Inc. v. [read post]
1 Aug 2012, 5:51 am
Kelly, III, Chairman, Institutional Clients Group, Citi Ronald J. [read post]
28 Jun 2012, 9:42 am
Market capital is the sale price for a share of stock multiplied by the number of shares outstanding. [read post]
6 Jun 2012, 10:54 am
Miami-based Quantek Asset Management LLC ("QAM") has settled claims by the Securities and Exchange Commission ("SEC") that it falsely represented that its managers had personally invested in the Quantek Opportunity Fund ("Quantek Fund"). [read post]
9 May 2012, 7:13 am
Waters Capital LLC ("Waters Capital"), have been charged by the Securities and Exchange Commission ("SEC") with creating bogus private placements - Port Huron Partners LP and Port Huron Partners II LP (collectively "Port Huron Funds") - and bilking investors out of at least $780,000. [read post]
2 May 2012, 5:00 am
Krieger, Legal Director, Huntsman Gay Global Capital, LLC Jason Ment, Partner, General Counsel & Chief Compliance Officer, StepStone Group LLC Helane L. [read post]
24 Apr 2012, 8:45 am
The Statement of Claim alleged damages of over $30 million relating to an alleged "stock loan" Ponzi scheme involving Derivium Capital LLC and Derivium Capital (USA), Inc. [read post]
24 Apr 2012, 8:45 am
The Statement of Claim alleged damages of over $30 million relating to an alleged "stock loan" Ponzi scheme involving Derivium Capital LLC and Derivium Capital (USA), Inc. [read post]
29 Mar 2012, 4:47 am
Coventry First LLC,13 NY3d 108, 111 (2009). [read post]
19 Mar 2012, 4:00 am
" Citing Kelly v. [read post]
28 Feb 2012, 10:46 am
Medical Capital Holdings, Inc. [read post]
12 Jan 2012, 7:46 pm
” His company is Mountain West Mortgage LLC. [read post]
2 Dec 2011, 1:27 pm
Kelly notes that FINRA recently fined the former president of Capital Financial Services $10,000 related to the sale of Medical Capital and Provident Royalties. [read post]
