Search for: "Lincoln Financial"
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26 May 2016, 1:20 pm
Marino is currently employed and registered with Lincoln Investment, a broker-dealer, working out of the Dix Hills, New York office, according to his publicly available BrokerCheck, as maintained by the Financial Industry Regulatory Authority (FINRA). [read post]
14 Apr 2008, 12:09 pm
But a new home for its $20 million collection will not be decided until early 2009, a spokeswoman for Lincoln Financial Foundation said Friday. [read post]
8 Mar 2024, 11:31 am
., Key Investment Services LLC, Lincoln Financial Advisors Corporation, U.S. [read post]
15 Sep 2017, 6:36 am
William Garbarino Barred after Lincoln Financial fires him for allegedly false testimony According to The Financial Industry Regulatory Authority Inc. [read post]
6 Feb 2017, 8:54 am
Under California law, dog owners can be held financially responsible for the injuries and damages their pets cause. [read post]
22 Jan 2021, 11:28 am
His previous employers included Lincoln Financial Securities Corporation (CRD#:3870), also of Worchester, MA, New England Securities (CRD#:615) of New York, NY, and Morgan Stanley DW Inc. [read post]
17 Mar 2009, 1:03 pm
Wayne, Indiana-based Lincoln Financial Group, won a $13.1 million jury verdict in a variable annuity patent infringement case against three Aegon USA companies, Transamerica Life Insurance Co., Transamerica... [read post]
8 Jun 2023, 5:26 pm
He could have used charts and graphs to help jurors understand complex data, such as financial records or population demographics. [read post]
21 Dec 2017, 12:40 pm
Travers was a financial advisor affiliated with Lincoln Financial Advisors Corporation (“Lincoln Financial”) (CRD# 3978). [read post]
19 Nov 2013, 9:02 pm
In April of 1862, Lincoln had convinced Congress to provide financial support to the four Union slave states (Missouri, Kentucky, Maryland, and Delaware) if they were willing to embrace gradual emancipation. [read post]
25 Jun 2008, 7:26 pm
Paddock believes a visit would go a long way to convincing the Lincoln Financial Foundation that Indiana should be the collection's home. [read post]
4 Jul 2008, 2:03 pm
The company, now known as Lincoln Financial, moved its headquarters to Philadelphia a decade ago. [read post]
24 Apr 2018, 5:00 am
Peter Maller, founder and president of Maller Wealth Advisors, was named Planner of the Year for 2017 by Lincoln Financial Advisors. [read post]
22 May 2013, 12:57 pm
The firms are Ameriprise Financial Services, Commonwealth Financial Services, Lincoln Financial Advisors, Securities America, and... [read post]
6 Apr 2020, 7:44 am
According to BrokerCheck records, Schmidt is formerly registered with The Financial Industry Regulatory Authority (FINRA) member firm Lincoln Financial Advisors Corporation (Lincoln Financial) out of the firm’s Melville, New York office location. [read post]
1 Jul 2010, 4:59 pm
The end user exemption may also apply to smaller financial entities, credit unions, community banks, farm credit institutions, who did not get the US into the crisis and should not be punished for Wall Street excesses. [read post]
23 Nov 2016, 1:26 pm
Our firm’s investment attorneys are investigating customer complaints filed with The Financial Industry Regulatory Authority (FINRA) against Alan Thomilson (Thomilson) currently associated with Lincoln Financial Securities Corporation (Lincoln Financial) alleging unsuitable recommendations to invest in variable products such as variable annuities, equity indexed annuities, and variable life insurance. [read post]
25 Jun 2010, 5:00 am
Senator Lincoln's restrictions on derivatives trading by banks was watered down, as was the Volcker Rule. [read post]
7 Oct 2019, 6:04 am
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor James Crosson (Crosson), currently employed by Lincoln Financial Securities Corporation (Lincoln Financial) and formerly with Voya Financial Asvisors, Inc. [read post]
14 May 2009, 5:06 pm
A May 14, 2009 Wall Street Journal email blast is reporting that Hartford Financial, Prudential Financial, Lincoln National and Principal Financial have received preliminary approval from the Treasury Department to receive funds from its Troubled Asset Relief Program. [read post]
