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1 Dec 2022, 12:15 am
The Department of Financial Protection & Innovation's website includes a link to an Excel spreadsheet listing the designation of of location(s) for service of legal process on financial institutions. [read post]
22 Nov 2022, 8:12 am by Dan Lopez
From the prices we pay for food, travel, financial services, payments to the way we interact daily using digital apps and platforms, antitrust touches each and every one of us in ways we may not even realize. [read post]
25 Oct 2022, 2:02 am by Izak Lessing
Venture Kicker The lender could get a profit participation component in the form of a claim to a once-off payment linked to the start-up’s revenue (which is payable on maturity of the venture debt loan). [read post]
30 Sep 2022, 5:08 pm by Anthony Zaller
If the employer fails to provide notice regarding a relocation of its call center, the employer will be ineligible to be awarded or have renewed state grants or state-guaranteed loans for 5 years. [read post]
28 Sep 2022, 6:10 am by Teresa Chen, Alana Nance, Han-ah Sumner
In addition to the funding for weapons and other support, the TPA also creates a $2 billion loan program to help Taiwan buy weapons, and allows for Taiwan eligibility for a weapons stockpiling program. [read post]
28 Sep 2022, 6:10 am by Teresa Chen, Alana Nance, Han-ah Sumner
In addition to the funding for weapons and other support, the TPA also creates a $2 billion loan program to help Taiwan buy weapons and allows for Taiwan eligibility for a weapons stockpiling program. [read post]
1 Sep 2022, 7:00 am by Jan von Hein
Richter: Cross-border service of writs of summons according to the revised EU Service Regulation The service of judicial documents, particularly the service of writs of summons, is of central importance in civil proceedings. [read post]
Risk warning and associated risk summaries: The FCA will shorten its main risk warning for high investments and allow alternative risk warnings in the following areas: loan-based peer-to-peer P2P agreements and portfolios; and where the activity of the product issuer or provider could be covered by the Financial Services Compensation Scheme. [read post]
28 Jul 2022, 12:48 pm by Michael Gordon and John L. Culhane, Jr.
  Section 1033 requires consumer financial services providers to give consumers access to certain financial information. [read post]
21 Jul 2022, 7:02 am by dparker
The SEC also found that the adviser breached operating agreements by making inter-fund loans and cash transfers between funds. [read post]
21 Jul 2022, 3:02 am by Danielle Parker
The SEC also found that the adviser breached operating agreements by making inter-fund loans and cash transfers between funds. [read post]
18 Jul 2022, 2:46 pm by Kevin LaCroix
In the following guest post, ISS Securities Class Action Services and the FOX Williams law jointly report on the current state of play in European Class Actions. [read post]
29 Jun 2022, 7:19 am by Simon Lovegrove (UK)
On 28 June 2022, the Financial Ombudsman Service (FOS) published its annual complaints data 2021/22. [read post]
15 Jun 2022, 12:33 pm by Michael R. Guerrero and Peng Shao
  The CCFPL defines “covered person” to mean “to the extent not preempted by federal law, any of the following: (1) any person that engages in offering or providing a consumer financial product or service to a resident of this state, (2) any affiliate of a person described in this subdivision if the affiliate acts as a service provider to the person, or (3) any service provider to the extent that the person engages in the… [read post]
25 May 2022, 9:01 pm by Richard Zelichov and Trevor T. Garmey
We then examine the Covid-19 pandemic – the most disruptive geopolitical event since the 2008 financial crisis. [read post]
12 May 2022, 8:24 am by Brian Turetsky
  In his opening remarks, Ranking Member Tillis recognized the tremendous consumer choice available today as the financial services industry has developed new products. [read post]
3 May 2022, 6:49 am
 The event can be seen on Zoom at the following link: Click this link on May 3 to join the forum (Meeting ID: 943 189 3869 Passcode 378486). [read post]