Search for: "Lynch"
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26 Mar 2019, 4:41 am
Lynch, who was described as a “controlling and demanding individual”. [read post]
24 Sep 2020, 8:20 am
Nessa Lynch (Victoria University of Wellington - Faculty of Law) has posted Protective Measures for Children Accused or Convicted of Serious Crimes (in W O'Brien and C Foussard (eds) Violence Against Children in the Criminal Justice System: Global Perspectives on... [read post]
18 May 2015, 12:23 pm
Kevin Lynch (Denver) has posted Fracking/Takings (Cincinnati Law Review) on SSRN. [read post]
3 May 2019, 8:06 am
Mona Lynch (University of California, Irvine - Department of Criminology, Law and Society) has posted Booker Circumvention? [read post]
2 May 2012, 7:42 am
Kevin Lynch (Denver) has posted on SSRN his article, When Staying Discovery Stays Justice: Analyzing Motions to Stay Discovery When a Motion to Dismiss is Pending, which appears in the Wake Forest Law Review. [read post]
11 Jun 2012, 4:13 pm
More than 3,300 brokers left Merrill Lynch after its September 2008 merger agreement with Bank of America. [read post]
17 Mar 2003, 3:03 pm
Simultaneous with the filing of the charges, the SEC accepted a settlement under which Merrill Lynch, without admitting or denying the allegations in the complaint, would pay [read post]
4 Dec 2017, 10:19 am
Bank of America Merrill Lynch’s (“Merrill Lynch”) brokerage unit offered Strategic Return Notes (“SRNs”) to customers, resulting in losses of as much as 95% of the principal invested. [read post]
30 Jul 2009, 3:22 pm
The five Merrill Lynch brokers sanctioned by FINRA include: Kenneth C. [read post]
22 Jun 2018, 2:31 pm
The SEC alleged that Merrill Lynch created false reports; altered code to reconfigure FIX messaging systems; modified Transaction Cost Analysis reports and more to Merrill Lynch as the execution venue incorrectly. [read post]
22 Jun 2018, 2:31 pm
The SEC alleged that Merrill Lynch created false reports; altered code to reconfigure FIX messaging systems; modified Transaction Cost Analysis reports and more to Merrill Lynch as the execution venue incorrectly. [read post]
28 Jun 2021, 11:52 am
Iorio Altamirano LLP is investigating claims on behalf of Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) customers who invested in Unit Investment Trusts (UITs). [read post]
13 Sep 2019, 2:29 pm
The Maryland Lynching Truth and Reconciliation Commission, created last spring by the Maryland ... [read post]
4 Mar 2015, 2:00 am
New York Times Deal Book, Merrill Lynch Hires Tax Expert From Credit Suisse: Bank of America Merrill Lynch has hired Lewis Steinberg, a senior banker from Credit Suisse, to serve as its in-house tax expert, the firm announced in an internal memorandum on Monday. [read post]
18 Aug 2010, 12:10 pm
FINRA also found that Merrill Lynch failed to have an adequate supervisory system in place to ensure customers... [read post]
22 Sep 2020, 9:20 am
– Young Adults in the Criminal Justice System (Stephen Woodwark and Nessa Lynch “'Decidedly but... [read post]
31 May 2024, 7:57 am
Merrill Lynch has agreed to pay nearly $20 million to settle a class-action lawsuit that accuses it of racial discrimination. [read post]
23 Feb 2015, 3:09 pm
This does not appear to be Merrill Lynch’s first such brush with the regulators over related violations. [read post]
4 Jun 2015, 12:05 pm
In an order dated June 1, Merrill Lynch admitted the SEC’s findings that it violated Reg. [read post]
23 Sep 2020, 12:20 pm
Nessa Lynch and Ton Liefaard (Victoria University of Wellington - Faculty of Law and Leiden University - Leiden Law School) have posted What is Left in the 'Too Hard Basket'? [read post]
