Search for: "MARK DODD"
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12 Aug 2022, 6:51 am
Grossman, and Raquel Fox, Skadden, Arps, Slate, Meagher & Flom LLP, on Thursday, August 11, 2022 Tags: Institutional Investors, No-action letters, Proxy voting, Rule 14a-8, SEC, SEC rulemaking, Securities regulation, Shareholder proposals, Shareholder voting Statement by Commissioner Uyeda on Proposed Joint Amendments to Form PF Posted by Mark T. [read post]
11 Aug 2022, 6:31 am
Posted by Mark T. [read post]
11 Aug 2022, 6:31 am
Posted by Mark T. [read post]
29 Jul 2022, 6:30 am
Peirce and Mark T. [read post]
29 Jul 2022, 6:30 am
Peirce and Mark T. [read post]
21 Jul 2022, 8:18 am
By Mark S. [read post]
12 Jul 2022, 1:39 pm
The Dodd-Frank Act specifically permits whistleblowers to provide their ‘original’ whistleblower information to the news media,” said Stephen M. [read post]
27 May 2022, 6:31 am
Kress (University of Michigan), on Tuesday, May 24, 2022 Tags: Banks, Capital requirements, Climate change, Credit supply, Dodd-Frank Act, ESG, Financial institutions, Financial regulation, Ratings agencies, Risk management ESG Incentives and Executives Posted by Ira T. [read post]
27 May 2022, 6:31 am
Kress (University of Michigan), on Tuesday, May 24, 2022 Tags: Banks, Capital requirements, Climate change, Credit supply, Dodd-Frank Act, ESG, Financial institutions, Financial regulation, Ratings agencies, Risk management ESG Incentives and Executives Posted by Ira T. [read post]
20 May 2022, 6:21 am
By Mark S. [read post]
13 May 2022, 6:13 am
By Mark S. [read post]
28 Apr 2022, 9:59 am
The Dodd-Frank Act empowered the CFPB to examine this category of nonbanks, which might include fintech firms that are not otherwise subject to the CFPB’s supervision authority, such as social-media websites that offer payment-processing services to consumers. [read post]
26 Apr 2022, 5:59 am
(discussed on the Forum here); Stakeholder Capitalism in the Time of COVID, by Lucian Bebchuk, Kobi Kastiel, and Roberto Tallarita (discussed on the Forum here); and Corporate Purpose and Corporate Competition (discussed on the Forum here) by Mark J. [read post]
26 Apr 2022, 5:59 am
(discussed on the Forum here); Stakeholder Capitalism in the Time of COVID, by Lucian Bebchuk, Kobi Kastiel, and Roberto Tallarita (discussed on the Forum here); and Corporate Purpose and Corporate Competition (discussed on the Forum here) by Mark J. [read post]
11 Apr 2022, 6:52 am
Lizarraga was involved with the drafting of the Dodd-Frank Act. [read post]
7 Apr 2022, 9:01 pm
First, it would create a framework for the registration of security-based SEFs, based upon the 14 core principles for these entities spelled out in the Dodd-Frank Act. [read post]
7 Apr 2022, 1:19 pm
William Marks and David Nemer explained why Telegram is so different from and more successful than other self proclaimed free speech apps. [read post]
7 Apr 2022, 11:49 am
Mark T. [read post]
2 Apr 2022, 5:37 am
Notably, although the SEC indicated that the new proposals were designed to meet the mandates provided by Section 13(f)(2) of the Exchange Act, which was enacted as part of Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) initiatives, they actually impose requirements likely beyond the Section 13(f)(2) mandate to prescribe rules providing for the public disclosure of short sales. [read post]
30 Mar 2022, 9:13 am
By Mark S. [read post]
