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29 Apr 2024, 9:01 pm
”[3] Critical Infrastructure Sector: As a threshold matter, an entity is only a Covered Entity if it belongs to one of 16 industries that qualify as critical infrastructure sectors under the Act. [read post]
25 Apr 2024, 1:46 pm
Nov. 22, 2023). [3] 678 F. [read post]
25 Apr 2024, 9:46 am
§§ 3730(b)(4), (d)(2). [read post]
22 Apr 2024, 2:04 pm
Morgan Stanley, 776 F.3d 94 (2d Cir. 2015). [read post]
22 Apr 2024, 1:36 pm
Status as an “amortizable section 197 intangible” matters for several other reasons: Partial Dispositions. [read post]
22 Apr 2024, 1:11 pm
” [7] Specifically, Section 20(a) imposes vicarious liability on “controlling persons” for primary violations of Sections 10(b) by the persons they control, and Section 15 does the same for primary violations of Sections 11 and 12(a) of the Securities Act. [read post]
22 Apr 2024, 5:00 am
Freed, 37 F.4th 1199, 1203-04 (2022). [read post]
21 Apr 2024, 7:06 pm
The way that matter ended up—after touching all three branches of the U.S. [read post]
20 Apr 2024, 6:37 pm
-China Economic and Security Review Commission“China and the Middle East”Testimony by:Jon B. [read post]
19 Apr 2024, 9:28 am
., 678 F. [read post]
16 Apr 2024, 9:01 pm
B. [read post]
16 Apr 2024, 5:26 am
Brannock and Sarah B. [read post]
16 Apr 2024, 4:54 am
Finally, companies with a March 31 fiscal year-end will need to file, as an exhibit to their annual report on Form 10-K or Form 20-F, any insider trading policies and procedures, or amendments thereto, that are the subject of the disclosure required by Item 408(b) of Regulation S-K. [read post]
15 Apr 2024, 9:01 pm
One Tenth Circuit judge has already held that Fourth Corner Credit Union (Fourth Corner), which was legally eligible for a master account and proposed to provide payment services to marijuana businesses, was entitled to a master account as a matter of law. [read post]
14 Apr 2024, 9:05 pm
To date, our entire and complex body of law on insider trading has been derived from both courts and the SEC attempting to construe six ambiguous words in Section 10(b) of the Securities Exchange Act of 1934: “manipulative or deceptive device or contrivance. [read post]
11 Apr 2024, 5:59 pm
Robert B. [read post]
11 Apr 2024, 9:27 am
ACA standard 4-ALDF-6A-03 states that “Inmates have access to a law library if there is not adequate free legal assistance to assist them with criminal, civil, and administrative legal matters. [read post]
11 Apr 2024, 4:57 am
The upshot of this and other examples is that self-reporting and voluntarily remediating issues will matter for the ultimate penalty imposed (if any at all) and may limit the SEC’s imposition of non-financial remedies. [read post]
11 Apr 2024, 1:19 am
The court must consider whether it is proportionate to allow committal proceedings to be brought; and f. [read post]
10 Apr 2024, 9:01 pm
” Politics is not a “matter of doctrine: it is a matter of prudential political judgment. [read post]
