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30 Aug 2016, 2:21 pm
The investment and securities fraud attorneys at Malecki Law are interested in hearing from investors who have purchased structured notes or other complex products from Merrill Lynch or its parent company, Bank of America. [read post]
2 Nov 2015, 5:00 am
Signet was let off the hook because it was not shown to have known about Merrill Lynch’s disclosure failure, but Merrill Lynch was unable to shake the aiding and abetting claim because investors pleaded that its representative consciously chose not to disclose the conflict.Clarifying holding. [read post]
7 Oct 2011, 5:00 am
Lewis paid too much for Merrill Lynch"). [read post]
27 Aug 2018, 10:22 am
He was most recently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD #7691) of Ridgeland, MS. [read post]
19 Feb 2020, 7:05 am
Fired Merrill Lynch Broker Barred By FINRA Indefinitely If you were an investor who sustained losses while working with Ma Rosa Linan Abrego, contact Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) today. [read post]
25 Jan 2012, 12:21 pm
The Financial Industry Regulatory Authority sanctioned Merrill Lynch for requiring former brokers to settle disputes over "retention bonuses" in New York State court instead of an authority arbitration panel. [read post]
5 Oct 2009, 3:01 pm
strong>Morgan Stanley has hired Kevin Dunleavy from Bank of America Merrill Lynch to be a managing director in the firm's sales and trading division. [read post]
1 Jul 2009, 9:43 am
Citigroup's global head of energy mergers and acquisitions is making the move to Bank of America Merrill Lynch to become a managing director in the firm's energy practice. [read post]
22 Dec 2020, 10:02 am
Since leaving Merrill Lynch, Mr. [read post]
31 Oct 2008, 4:53 pm
" Â This is part of the retention package as Merrill Lynch would propose it. [read post]
17 Oct 2011, 8:25 am
This week, FINRA announced that it has charged Merrill Lynch with failing to supervise one of its employees who successfully ran a Ponzi scheme using Merrill Lynch accounts. [read post]
7 Jan 2010, 1:41 pm
The broker in the case, Todd Gutkin, left Merrill Lynch in April. [read post]
21 May 2024, 9:01 am
On April 30, 2024, a class action was filed against Merrill Lynch in the Western District Court of North Carolina to recover the deferred compensation that Merrill Lynch cancelled upon Plaintiffs’ voluntary resignation. [read post]
14 Dec 2018, 1:13 pm
The former NFL player sued both Bank of America and Merrill Lynch over the broker fraud. [read post]
16 May 2012, 6:28 pm
In April, a former registered representative (a licensed attorney) at Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill" or "ML") entered into an AWC with FINRA consenting to a 30 day suspension. [read post]
16 May 2012, 6:28 pm
In April, a former registered representative (a licensed attorney) at Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill" or "ML") entered into an AWC with FINRA consenting to a 30 day suspension. [read post]
24 Aug 2009, 12:49 pm
" Second: The intention of Merrill Lynch & Co., Inc. [read post]
31 Mar 2010, 2:47 am
Bank of America and Merrill Lynch were accused of discriminating against women in a lawsuit filed on Tuesday by three female financial advisers at the companies, The Associated Press reported. [read post]
12 Sep 2008, 11:15 am
Merrill Lynch shares fell nearly 17 percent on Thursday as worries over Lehman Brothers‘ future raised questions on which investment bank may be next to face questions about its survival. [read post]
8 Jan 2009, 3:32 pm
Merrill Lynch lost another senior executive on Thursday as the firm's investment banking chief, Gregory J. [read post]
