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4 Apr 2023, 4:49 pm
On Oct. 27, 2016, Cohen wired $130,000 from the Essential Consultants LLC account to Daniels’s lawyer. [read post]
4 Apr 2023, 1:19 pm
Fortune Financial Services, a mid-sized broker-dealer based in Monaca, Pennsylvania reportedly has four regulatory events on their broker profile, according to FINRA, the self-regulator that oversees brokers and brokerage firms. [read post]
3 Apr 2023, 4:53 am
The result can be harsh: under the case law, the agent forfeits all compensation during the period of disloyalty: “there is no requirement under the faithless servant doctrine that an apportionment be performed so as to exclude those portions of salary where no disloyalty was found” (Paramount Painting Group, LLC v Nichtberger, 212 AD3d 533 [1st Dept 2023]). [read post]
30 Mar 2023, 10:04 am
Owner of a mid-sized conglomerate, Lindberg began investing in insurance companies in 2014, buying several in the U.S., Bermuda and Europe. [read post]
27 Mar 2023, 9:01 pm
As discussed in our 2022 Mid-Year Securities Litigation Update, a number of courts have grappled with the effects of Lorenzo. [read post]
27 Mar 2023, 8:09 pm
, a mid-sized broker-dealer based in Boca Raton, FL with 35 regulatory event disclosures, has “a history of compliance problems,” according to an article in Investment News. [read post]
27 Mar 2023, 9:06 am
However, the industry was looking for clarification regarding implementation, due to the potential impact on smaller and mid-sized firms. [read post]
23 Mar 2023, 10:00 am
In an unpublished opinion in the case, Evox Productions, LLC v. [read post]
15 Mar 2023, 7:22 am
The post Why Bank Stocks Are Down Today According to an Investment Fraud Lawyer appeared first on Zamansky LLC. [read post]
7 Mar 2023, 9:35 am
Mid-Atl. [read post]
7 Mar 2023, 6:31 am
Posted by Aubrey Bout, Perla Cuevas, and Brian Wilby, Pay Governance LLC, on Tuesday, March 7, 2023 Editor's Note: Aubrey Bout is a Managing Partner and Perla Cuevas and Brian Wilby are Consultants at Pay Governance LLC. [read post]
7 Mar 2023, 6:31 am
Posted by Aubrey Bout, Perla Cuevas, and Brian Wilby, Pay Governance LLC, on Tuesday, March 7, 2023 Editor's Note: Aubrey Bout is a Managing Partner and Perla Cuevas and Brian Wilby are Consultants at Pay Governance LLC. [read post]
4 Mar 2023, 12:11 am
Marx Sterbcow, the managing attorney, for the Sterbcow Law Group, LLC will be the keynote speaker at Doma Title Insurance’s 2023 Mid-South Agent Conference on March 7, 2023 at the Sonesta Nashville, Airport in Nashville, Tennessee. [read post]
23 Feb 2023, 11:16 pm
Google (case no. 1:20-cv-3010-APM, D.D.C.): Memorandum in Support of the United States' Motion for Sanctions Against Google, LLC And an Evidentiary Hearing to Determine the Appropriate ReliefIn my interpretation, the motion suggests that the DOJ has drawn a similar conclusion from watching the sanctions process in California as I did when I said (in one of the posts I linked to further above) that Epic and its co-plaintiffs had presented smoking guns. [read post]
23 Feb 2023, 8:39 am
We also tap attorneys from the firm’s other practice groups and our subsidiary McGuireWoods Consulting LLC. [read post]
22 Feb 2023, 9:49 am
In mid-2022, the Related Action rule was amended to include additional other whistleblower programs and add discretion to consider the dollar amount of the award. [read post]
21 Feb 2023, 1:21 pm
City of Irvine (Gemdale 2400 Barranca Holdings, LLC, Real Party in Interest) (2023) ___ Cal.App.5th ___. [read post]
15 Feb 2023, 8:20 am
Lampkins of the Department of Veterans Affairs Office of Inspector General’s Mid-Atlantic Field Office. [read post]
14 Feb 2023, 1:27 pm
Fire-Dex, LLC. [read post]
14 Feb 2023, 1:27 pm
Fire-Dex, LLC. [read post]
