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12 Jan 2011, 5:00 am
One of those wholly-owned subsidiaries, Janus Capital Management, LLC (“JCM”) was the “investment adviser” to the assorted Janus mutual funds. [read post]
6 Jun 2022, 10:55 am
SEC Charges AlphaCentric Advisors LLC with Compliance Violations Relating to Valuation of Mutual Fund Assets According to an administrative announcement on Jun. 3, 2022, the Securities and Exchange Commission has reportedly settled charges against Puerto Rico-based registered investment adviser AlphaCentric Advisors LLC for compliance violations in its role as adviser to the AlphaCentric Income Opportunities Fund. [read post]
7 May 2018, 3:28 am
First, litigation, like a prize fight, usually goes a number of rounds before there’s a victor (or, more likely, a settlement). [read post]
20 Sep 2021, 10:30 am
The post Your Top Questions About Business Mediation, Answered appeared first on Rubric Legal LLC. [read post]
3 Feb 2020, 3:53 am
First, they argued that, as an expelled, former member, Shapiro lacked standing to pursue derivative claims. [read post]
18 Jul 2011, 2:12 pm
First Derivative Traders. [read post]
1 Mar 2010, 5:52 am
Smith Barney Fund Management LLC, No. 07-5125-cv, 2010 WL 520896 (2d Cir. [read post]
26 Oct 2018, 8:06 am
Though Florida was one of the first states to enact legislation permitting the organization of limited liability companies (“LLC”), usage of LLCs as a corporate form is still a relatively new concept. [read post]
26 Oct 2018, 8:06 am
Though Florida was one of the first states to enact legislation permitting the organization of limited liability companies (“LLC”), usage of LLCs as a corporate form is still a relatively new concept. [read post]
2 Feb 2021, 2:38 pm
The post Triad Advisors, LLC Review – Broker Fraud, Lawsuits and Regulatory Actions appeared first on The White Law Group. [read post]
7 Feb 2012, 9:28 am
FMR LLC, No. 10-2240, The panel stated that it interpreted the statute differently and reversed the district court's decision. [read post]
1 Aug 2013, 10:05 am
Plaintiff: Equable Ascent Financial LLC Original Creditor: Chase Bank U.S.A, N.A. / Washington Mutual (WaMu) Plaintiff’s Attorneys: Dana Stern and Jason Dragutsky Plaintiff’s Law Firm: Hayt, Hayt & Landau in Miami, FL Case Outcome: Debt Collection Lawsuit Dismissed Equable Ascent Financial LLC filed a credit card lawsuit against our client. [read post]
1 Aug 2013, 10:05 am
Plaintiff: Equable Ascent Financial LLC Original Creditor: Chase Bank U.S.A, N.A. / Washington Mutual (WaMu) Plaintiff’s Attorneys: Dana Stern and Jason Dragutsky Plaintiff’s Law Firm: Hayt, Hayt & Landau in Miami, FL Case Outcome: Debt Collection Lawsuit Dismissed Equable Ascent Financial LLC filed a credit card lawsuit against our client. [read post]
9 May 2023, 6:51 am
By Elena Eyber, J.D.The SEC charged investment adviser Pinnacle Advisors LLC with aiding and abetting Liquidity Rule violations by a mutual fund it advised and whose Liquidity Risk Management Program it administered. [read post]
15 Oct 2010, 10:10 am
Blackrock Advisors, LLC, et al., No. 651104/2010 (N.Y. [read post]
4 Sep 2019, 6:35 am
Grange Mutual Ins. [read post]
27 Apr 2010, 6:07 am
Smith Barney Fund Management LLC, 595 F.3d 86 (2d Cir. 2010). [read post]
27 Apr 2010, 6:07 am
Smith Barney Fund Management LLC, 595 F.3d 86 (2d Cir. 2010). [read post]
20 Nov 2021, 10:45 am
The post How Mediation Can Make the Divorce Process Less Stressful appeared first on Rubric Legal LLC. [read post]
18 Feb 2013, 11:03 pm
In Lyons, the Appellate Division, First Department, held that the absence of a provision in the LLC Law expressly authorizing a buy-out in a dissolution proceeding does not preclude a trial court from granting the parties “mutual buy-out rights,” and that “it is an equitable method of liquidation to allow either party to bid the fair market value of the other party’s interest in the business, with the receiver directed to accept the… [read post]
