Search for: "Manhattan Advisers LLC"
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26 May 2015, 8:42 am
Manhattan U.S. [read post]
22 Apr 2015, 6:28 am
The SEC said these lapses violated the Investment Advisers Act.Tilton also is one of six persons challenging the validity of the SEC’s administrative enforcement regime in federal court. [read post]
20 Apr 2015, 12:01 pm
Oppenheim used the money for himself — in online trading accounts he controlled and to pay his home loan and bills.In addition, authorities said, Oppenheim gave clients fraudulent bank statements reflecting municipal bonds that were in fact held by other customers.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
13 Apr 2015, 3:23 am
A Manhattan appellate panel’s unanimous decision last week in Brummer v Red Rabbit, LLC, 2015 NY Slip Op 02912 [1st Dept April 7, 2015], affirmed the dismissal of an LLC member’s claims for fraud and fiduciary breach based on the controller’s alleged concealment of impending equity investments by a pair of venture capital firms while the member was negotiating a partial buy-out of his membership interest. [read post]
23 Jan 2015, 5:12 am
Judge Newman, sitting in Manhattan, apparently has somewhat greater familiarity with the gesture than upstate Judge Hurd. [read post]
7 Jan 2015, 6:08 am
Copyright © 2014 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
24 Nov 2014, 4:16 am
Late afternoon yesterday, I got an email from the producer, advising me that the program would be on that evening. [read post]
28 Oct 2014, 3:41 am
Copyright © 2014 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
11 Jul 2014, 8:42 am
The move from wirehouses to independent firmst continues as advisers seek better service for their clients and more freedom for themselves.Steward Partners Global Advisory LLC, an employee-owned, full service independent partnership, announced today that Kenneth Mathieson and Erik Mathieson, along with their other team members, have left the midtown Manhattan office of Morgan Stanley, to join Steward Partners. [read post]
19 May 2014, 3:09 am
The decision by Manhattan Commercial Division Justice Melvin L. [read post]
21 Apr 2014, 2:48 am
The tables are turned in a new decision by Manhattan Commercial Division Justice Charles E. [read post]
16 Mar 2014, 4:41 am
” The prosecutor said he couldn’t advise people whether they should have lawyers. [read post]
24 Feb 2014, 4:30 am
The lawyer: It is apparent that Sofia’s conveyance of the subject Manhattan condomini [read post]
18 Nov 2013, 3:44 am
Upon learning of the withdrawals, the other principals advised Roberts that the payments were unauthorized and unearned, and demanded they be refunded. [read post]
16 Nov 2013, 4:44 pm
In that case, three individuals formed a New York limited liability company to acquire and manage a long-term lease for a building in Manhattan. [read post]
30 Sep 2013, 3:28 am
” The Court’s Ruling The court’s decision, by Manhattan Supreme Court Justice Carol R. [read post]
3 Sep 2013, 3:30 am
Appleby, 2013 NY Slip Op 31979(U) (Sup Ct NY County Aug. 20, 2013), decided last month by Manhattan Commercial Division Justice Melvin L. [read post]
28 May 2013, 7:07 am
Manhattan U.S. [read post]
4 Apr 2013, 6:48 pm
White, a former U.S. attorney in Manhattan, will be the first prosecutor to head the SEC, and her nomination signals the administration’s resolve to hold Wall Street accountable for any wrongdoings. [read post]
18 Feb 2013, 7:24 am
Super Duck Tours LLC. [read post]
