Search for: "Matter of Dreier"
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16 Dec 2008, 9:06 pm
What complicates matters is the question of who qualifies as an insider. [read post]
15 Dec 2008, 11:17 pm
While everyone is jumping on the SEC, no matter how well deserved that criticism is, lets not forget that the PRIMARY regulator is FINRA, not the SEC, and FINRA is apparently too busy reviewing the books and records of small broker dealers to find $10,000 bookkeeping errors to possibly uncover a 50 BILLION dollar fraud.These events, coupled with our current financial crisis, Marc Dreier and even Blagojevich are going to have a significant impact on investor confidence.We don't… [read post]
15 Dec 2008, 2:00 pm
The Recorder says that Apple's been giving antitrust assignments to Morrison & Foerster and employment matters to Orrick, Herrington & Sutcliffe. [read post]
15 Dec 2008, 8:07 am
So, are there any work matters lessons to be learned? [read post]
12 Dec 2008, 9:43 pm
" Several Dreier lawyers say they didn't know about the matter, and Dreier's attorney, Gerald Shargel, says it may be a clerical error and that he had heard nothing about it before a call from The Am Law Daily. [read post]
12 Dec 2008, 3:02 pm
All are ordered to cease and desist from the violations.Also yesterday, the SEC announced that it finalized settlements with Citigroup and UBS relating to auction-rate securities matters. [read post]
11 Dec 2008, 6:18 pm
We thought we had our hands full with the Marc Dreier situation. [read post]
10 Dec 2008, 8:18 am
Arrest Spells the Death of the Dreier Model, Say Experts
The American Lawyer
Marc Dreier wrote a story last year touting his model of a law firm in which only one person had an equity stake. [read post]
8 Dec 2008, 11:52 pm
The receiver will be an outsider set up to cooperate with authorities, hand over documents and respond to subpoenas, lawyers familiar with the matter said. [read post]
5 Dec 2008, 11:34 pm
He did not represent Fortress, a person familiar with the matter says. [read post]
5 Dec 2008, 3:56 pm
Partners held an emergency meeting that night to discuss the matter, according to a person familiar with the situation. [read post]
3 Nov 2008, 3:05 am
After the letter, plaintiff's counsel withdrew, saying "Dreier discovered information which, if known at the time the complaint was filed, would have caused Dreier to refuse to file the complaint in this matter on behalf of Axact. [read post]
6 Mar 2008, 11:35 pm
But today's reliance on digital information makes that an expensive strategy, says Dreier partner Richard B. [read post]
7 May 2007, 8:31 am
This post is on the first day presentation given by Marshall Horowitz, an the head of Dreier, Stein & Kahan's Asia Pacific Practice Group. [read post]
