Search for: "Matter of Howey"
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10 Mar 2017, 3:50 pm
The trial court concluded that the promissory note was not a security under either the risk-capital test or the Howey test. [read post]
30 Apr 2012, 3:39 pm
Janet Howey made the news in Nanaimo where she was interviewed by the local press. [read post]
29 Jul 2019, 8:48 am
Lastly, one congressman posed the question of whether such a currency should be considered a security under the Howey test. [read post]
5 Mar 2020, 1:49 pm
John Reed StarkOn February 27, 2020, the SEC announced that it had settled charges against the actor Steven Seagal on charges that he had failed to disclose compensation he received for promoting an initial coin offering. [read post]
10 May 2018, 3:33 pm
Back in Howey days we were not talking digital currencies. [read post]
18 Dec 2023, 2:48 pm
This update includes the following: CFM Items Q4 Matters Annual Compliance & Other Items Annual Fund Matters Annual Management Company Matters Notable Regulatory & Other Items from 2023 Compliance Calendar **** CFM Items We are pleased to welcome Jon Tong as a Senior Associate in our Funds practice group. [read post]
17 Dec 2018, 3:14 pm
John Reed Stark On November 29, 2018, the SEC announced that it had settled charges with boxer Floyd Mayweather Jr. and music producer DJ Khaled for failing to disclose payments they received for promoting investments in Initial Coin Offerings (ICOs). [read post]
24 Sep 2019, 6:10 am
From early on, we have seen die-hard enthusiasts who preached that the world would transform in a matter of a few years. [read post]
2 Apr 2020, 4:14 pm
While the COVID-19 crisis prompted state and federal courts to re-work their upcoming schedules in order to protect court personnel, litigants, and the public, two important court opinions addressing securities law matters were issued during March. [read post]
20 Oct 2023, 2:40 pm
. **** SEC Matters SEC Begins Enforcement for Violations of the New Marketing Rule. [read post]
16 Apr 2013, 4:00 am
And regardless of moral considerations, the fact of the matter is that patent aggregation is everywhere. [read post]
20 Apr 2013, 4:21 pm
And regardless of moral considerations, the fact of the matter is that patent aggregation is everywhere. [read post]
29 Oct 2017, 4:08 am
However, some tokens are able to pass the Howey Test, which was created by the U.S. [read post]
31 Dec 2017, 6:34 pm
While Howey Test debate rages here in the United States, ICO issuers domiciled here continue to use typical SEC exceptions (e.g. [read post]
3 May 2019, 6:38 am
Kahan, Morrison & Foerster LLP, on Saturday, April 27, 2019 Tags: Cryptocurrency, Financial technology, Howey test, ICOs, SEC, Securities enforcement, Securities regulation Engaging With Your Investors Posted by David Shammai and Kiran Vasantham, Morrow Sodali, on Sunday, April 28, 2019 Tags: Boards of Directors, Engagement, ESG, Institutional Investors, Long-Term value, Stewardship Economic Value Added:… [read post]
16 Apr 2020, 4:55 am
Please note COVID-19 related matters appear at the end of this update. **** SEC Matters SEC Releases 2020 Examination Priorities. [read post]
9 Nov 2023, 9:01 pm
Good morning and thank you, Jim [Burns], for that introduction. [read post]
16 Oct 2020, 6:41 am
. **** SEC Matters SEC Expands the “Accredited Investor” and “Qualified Institutional Buyer” Definitions. [read post]
16 Apr 2018, 4:48 pm
To determine how traditional securities regulation applies to ICOs, the SEC will undoubtedly apply the four-pronged Howey Test, derived from the 1946 Supreme Court decision in SEC vs. [read post]
13 Jul 2021, 5:54 am
**** SEC Matters SEC Revises Qualified Client Threshold. [read post]
