Search for: "Matter of Mallon"
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4 Nov 2013, 9:46 am
The fact that a single vulnerability can give rise to untold numbers of compromised computers and harms that are difficult to cabin makes dumping costs entirely on end users unreasonable as a policy matter. [read post]
14 Oct 2013, 10:47 am
. **** Cole-Frieman & Mallon Third Quarter Update Clients and Friends: In the third quarter of 2013 we have seen dramatic developments in the world of investment management regulatory compliance. [read post]
10 Jul 2013, 9:41 am
Credibility matters in life, but it especially matters for journalists. [read post]
3 Jul 2013, 2:55 pm
. **** Cole-Frieman & Mallon Second Quarter Update Clients and Friends: In the second quarter of 2013 we have seen accelerating activity in the world of investment management regulatory compliance. [read post]
4 Apr 2013, 6:48 pm
. **** Cole-Frieman & Mallon First Quarter Update Clients and Friends: The early months of 2013 have been a busy time in the world of investment management regulatory compliance. [read post]
7 Jan 2013, 5:00 am
Gorman SECLaw.com a Securities Law Blog, by Mark Astarita Securities Docket by Bruce Carton Trust Matters by Charles H. [read post]
7 Jan 2013, 5:00 am
Gorman SECLaw.com a Securities Law Blog, by Mark Astarita Securities Docket by Bruce Carton Trust Matters by Charles H. [read post]
7 Jan 2013, 5:00 am
Gorman SECLaw.com a Securities Law Blog, by Mark Astarita Securities Docket by Bruce Carton Trust Matters by Charles H. [read post]
29 Oct 2012, 5:07 am
Tag Along Rights In the event of a sale of the manager, the Seeder may request a provision that would require the purchaser to also buy out the Seeder’s interest in the manger on a pro rata basis. **** Cole-Frieman & Mallon LLP is an investment management law firm focused on established and emerging hedge fund managers. [read post]
15 Oct 2012, 10:15 am
Please feel free to contact us with any thoughts or questions on these matters. [read post]
30 May 2012, 7:05 am
After a bench trial was concluded, on May 2, 2011, Appellant filed objections to the Statement of Intended Decision (AA p. 037-044) which, for the first time, raised the issue that the trial court lacks subject matter jurisdiction over the [5] dispute concerning Indian land. [read post]
17 Apr 2012, 7:56 am
About Cole-Frieman Mallon & Hunt LLP Cole-Frieman Mallon & Hunt LLP is a premier boutique investment management law firm, providing top-tier, responsive, and cost-effective legal solutions for financial services matters. [read post]
3 Feb 2012, 6:11 am
The CFTC, in conjunction with the SEC with respect to certain matters, was tasked with creating these regulations from scratch. [read post]
26 Jan 2012, 4:01 am
” **** About Cole-Frieman & Mallon LLP Cole-Frieman & Mallon LLP is a premier boutique investment management law firm, providing top-tier, responsive and cost-effective legal solutions for financial services matters. [read post]
16 Jan 2012, 11:15 am
Bart Mallon can be reached directly at 415-868-5345. [read post]
30 Dec 2011, 11:23 am
Fund Accounting and Financial Matters: Wash Sales. [read post]
28 Nov 2011, 7:19 am
Aisha can be reached directly at 415-762-2854. **** Cole-Frieman & Mallon LLP is a premier boutique investment management law firm, providing top-tier, responsive and cost-effective legal solutions for financial services matters. [read post]
27 Nov 2011, 1:55 am
Cole-Frieman, Partner, Cole-Frieman & Mallon LLP Jennifer Keese-Powell, Marketing Manager, Hall Capital Partners LLC Lois Towers, Compliance Officer, Pantheon Ventures (US) **** Cole-Frieman & Mallon LLP provides a variety of services including: hedge fund formation, advisor registration and counterparty documentation, CFTC and NFA matters, seed deals, internal investigations, operational compliance, regulatory risk management, hedge fund due diligence, marketing… [read post]
1 Nov 2011, 5:05 am
About Cole-Frieman & Mallon LLP Cole-Frieman & Mallon LLP is a premier boutique investment management law firm, providing top-tier, responsive and cost-effective legal solutions for financial services matters. [read post]
17 Oct 2011, 2:58 am
Bart Mallon can be reached directly at 415-868-5345. [read post]
