Search for: "Maverick Trading"
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10 Nov 2011, 3:04 pm
Howell objected to the department’s characterizing TaxAct as a “maverick” firm and suggested the government was playing semantics with a label that had little concrete meaning. [read post]
8 Nov 2011, 1:32 pm
The person tipping, the one being tipped, and anyone who has access to the insider information that makes the trade can be charged with insider trading. [read post]
26 Oct 2011, 9:26 pm
With Gupta’s Arrest, Insider Inquiry Goes Beyond Wall St., Dealbook, October 26, 2011 SEC Files Insider Trading Charges against Rajat Gupta, SEC, October 26, 2011 Rajat Gupta, SEC Agree to Drop Galleon-Related Suit, Administrative Action, Bloomberg, August 5, 2011 More Blog Posts: Galleon Group LLC Co-Founder Raj Rajaratnam Sentenced to 11 Years in Prison Over Insider Trading Scam, Stockbroker Fraud Blog, October 13, 2011 Ex-Goldman Sachs Board Member Accused of Insider… [read post]
18 Oct 2011, 6:22 pm
The Dallas Mavericks basketball team owner’s accusations stem from the insider trading case that the SEC had filed against him. [read post]
30 Sep 2011, 1:04 pm
The effusive billionaire owner of the Dallas Mavericks had accused the S.E.C. of hounding him because he was famous. [read post]
15 Sep 2011, 8:44 am
SEC Enforcement – Insider Trading. [read post]
SEC General Counsel Instructs Division of Enforcement to Stop Existing Record-Destruction Procedures
9 Sep 2011, 7:43 am
The Journal reported that other issues that are being considered by the Inspector General include: "alleged conflicts of interest concerning payments to Bernard Madoff victims"; the alleged "'revolving door' between the SEC and Wall Street"; "the financial package offered Henry Hu … to head a new division … [which] included living expenses in Washington"; and "the SEC's handling of insider-trading allegations against Dallas… [read post]
15 Aug 2011, 8:54 am
Insider Trading Cases. [read post]
25 Jul 2011, 3:35 am
Here's news from Knowledge Mosaic: On July 18th, the Court overseeing the SEC's insider trading case against Mark Cuban, the owner of the Dallas Mavericks, held that Cuban cannot assert unclean hands as an affirmative defense to the SEC's action. [read post]
19 Jul 2011, 12:37 pm
His Dallas Mavericks may have won the NBA championship, but Cuban himself--represented by Dewey's Lyle Roberts--wound up on the losing end the latest round in his long-running insider trading battle with the Securities and Exchange Commission. [read post]
19 Jul 2011, 8:47 am
"The SEC brought this insider trading case alleging that, when Mamma.com, Inc. was planning a PIPE offering, Mr. [read post]
18 Jul 2011, 7:42 am
Richard Poplak of the South African Daily Maverick, in an extremely snarky and incisive article entitled Woo! [read post]
7 Jul 2011, 4:30 am
We as lawyers use words by trade, but often we use far too many of them. [read post]
30 Jun 2011, 6:26 am
And maybe that’s what she’s after, kind of that McCain/Palin “maverick” vibe from 2008. [read post]
23 Jun 2011, 10:00 pm
Meanwhile Rudy Fernandez, who turned out to be not much, was traded to the world champion Dallas Mavericks for draft picks. [read post]
23 Jun 2011, 8:15 am
The Property Casualty Insurers Association of America, the industry’s principal trade group, even went so far as to call Fasano's efforts to stop the passage of anti-consumer bills a "crusade. [read post]
14 Jun 2011, 7:07 am
Clinton: Free trade is great for everyone (except Americans!). [read post]
10 Jun 2011, 12:30 pm
An alumnus of Röntgen Gymnasium and DJK Würzburg basketball club, Nowitzki was drafted ninth overall by the Milwaukee Bucks in the 1998 NBA Draft, and was immediately traded to the Mavericks, where he has played ever since. [read post]
31 May 2011, 3:19 pm
The final round of the American pro basketball playoffs starts tonight, with the Dallas Mavericks in Miami facing the Heat. [read post]
6 Apr 2011, 9:01 am
By way of example, the Guidance states that the UK government would not expect a company whose securities have been admitted to trading on the LSE to be carrying out a business in the UK by virtue of that listing alone. [read post]
