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18 Dec 2019, 6:59 am
Merrill Lynch Sold Strategic Return Notes To Retail Investors If you are an investor who lost money from Strategic Return Notes (SRNs) that were sold by Bank of America’s (BAC) Merrill Lynch, please contact our investment fraud lawyers at Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) today. [read post]
26 Nov 2019, 7:02 am
According to FINRA Disciplinary actions for October 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Acca, Lisa Arive Capital Markets Global Arena Capital Partners Bailey, Michael PFS Investments Primerica Financial Services Bartley, Jevon… [read post]
22 Oct 2019, 12:00 pm
Bank of America announced that Merrill Edge’s self-directed program will offer unlimited commission-free trades of stocks, ETFs and options for self-directed clients who are also enrolled in the bank’s Preferred Rewards, a program that gives clients additional benefits — like rewards on credit cards or preferential interest rates — for using multiple products and services at the company. [read post]
18 Sep 2019, 10:11 am
Merrill Lynch is the broker-dealer division of Bank of America Corporation. [read post]
5 Sep 2019, 8:09 am
Other banks, including Merrill Lynch, sold its high net worth clients a similar management strategy, dubbed the Collateral Yield Enhancement Strategy or CYES, which is run as an overlay with no capital commitment or opportunity cost. [read post]
23 Aug 2019, 1:29 pm
This week the sun has set on the near quarter of a century career of Bank of America Merrill Lynch top private wealth manager Patrick Dwyer. [read post]
14 Aug 2019, 3:00 am
That theme has continued through the year, as the 4-week average pace of buybacks has fallen 30% from 2018’s pace as of this week, data from Bank of America Merrill Lynch shows. [read post]
6 Aug 2019, 11:00 pm
How do you retire when you have no money? [read post]
29 Jul 2019, 1:27 pm
The post Merrill Lynch Commodities Lawsuits appeared first on The White Law Group. [read post]
25 Jul 2019, 2:24 pm
Several large global banks, including Deutsche Bank, Merrill Lynch, Santander, JPMorgan, and Commerzbank, were involved in one of the largest tax evasion trading schemes in history, referred to as “cum-ex,” where bank clients falsely claimed multiple tax rebates on capital gains taxes. [read post]
15 Jul 2019, 9:01 am
YES Strategy Investments Reportedly, UBS (UBS), Credit Suisse (CS), Bank of America’s (BAC) Merrill Lynch, Morgan Stanley (MS), and other brokerage firms brokers sold YES Strategies to many wealthy investors, touting the approach as safe way to increase returns on conservative portfolios. [read post]
2 Jul 2019, 2:18 pm
The wife apparently suspected her husband had offshore accounts at Merrill Lynch/Bank of America in New York City at Avenue of the Americas & 42nd Street: The post Divorce & Hidden Money: Your Spouse’s Secret Offshore Bank Accounts appeared first on Asset Search Blog. [read post]
1 Jul 2019, 12:40 pm
According to FINRA Disciplinary actions for June 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Anderzejewski, Bryan Dean Bradley Osbourne Partners LLC Morgan Stanley & Co Inc Boggs, Marcus Merrill Lynch, Pierce, Fenner & Smith… [read post]
17 Jun 2019, 3:07 pm
Presenters at the Benchmark Rates Forum from Orrick, KPMG, Bank of America Merrill Lynch, NatWest Markets, Wells Fargo, JP Morgan, TD Securities, RBS, Santander, Société Générale, UBS, the Federal Home Loan Bank of New York, the LSTA and Pendo Systems addressed a wide variety of market, legal and other LIBOR transition issues (some also discussed at the recent ARRC Roundtable – see Orrick Client Alert on Takeaways from the… [read post]
23 May 2019, 4:39 am
(together plaintiffs) opened three brokerage accounts with Bank of America/Merrill Lynch (BOA/ML). [read post]
29 Apr 2019, 12:55 pm
(BARC), BNP Paribas Securities Corp., Bank of America Securities, Credit Suisse Securities, FTN Financial Securities, Deutsche Bank Securities, JP Morgan Securities, Morgan Stanley (MS), Merrill Lynch, Pierce, Fenner & Smith, and UBS Securities. [read post]
25 Apr 2019, 11:59 am
Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America, N.A. [read post]
19 Apr 2019, 5:33 am
Insurance Agency Guillory, Michael Financial West Group The Shemano Group, Inc Hamm, Brandon Wells Fargo Clearing Services Hartigan, John Entrustpermal Securities LLC Calyon Financial Inc Jones, Marques Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America Merlo, Robert Allstate Financial Services Pruco Securities Norris, Timothy BMO Harris Financial… [read post]
16 Apr 2019, 1:27 pm
Beth Hehir Senior Vice President Bank of America Merrill Lynch Beth Hehir notes her proudest professional accomplishment is enabling entrepreneurs to realize their dreams of owning and operating businesses and nonprofit organizations. [read post]
1 Apr 2019, 7:54 am
Still, UBS and other investment firms – including Bank of America’s Merrill Lynch (BAC), Credit Suisse (CS), and Morgan Stanley (MS) – have reportedly continued to market Yield Enhancement Strategies to investors despite the ongoing losses. [read post]
