Search for: "Michael Perlman"
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31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Ryan Eletto, Josh Freda view [read post]
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Ryan Eletto view [read post]
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Ryan Eletto view [read post]
31 Dec 1969, 4:00 pm
NYMEX NYMEX 16-0372-BCMisc.Violation of Rule 432.Q, 432.W – General Offenses Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Ryan Eletto view [read post]
31 Dec 1969, 4:00 pm
David Perlman, Michael Brooks, Bob Pease, George Fatula, Jennifer Lias view [read post]
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Chelsea Carbone view [read post]
31 Dec 1969, 4:00 pm
Disciplinary Actions CME GROUP CME 13-9587-BC-3 Pre-Arranged Trades Michael Brooks, David Perlman, Bob Pease, Jennifer Lias, Chelsea Carbone view [read post]
31 Dec 1969, 4:00 pm
FERC Annual Enforcement Update Energy Michael Brooks, Stephen Hug, Catherine McCarthy, Bob Pease, David Perlman, Sarah Rafie, Serena Rwejuna, Paul Wight view [read post]
31 Dec 1969, 4:00 pm
Energy Michael Brooks, David Perlman, Bob Pease, Stephen Hug view [read post]
31 Dec 1969, 4:00 pm
ICE FUTURES U.S. 2015-025Spoofing Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Lias, Chelsea Carbone view [read post]
31 Dec 1969, 4:00 pm
Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Ryan Eletto view [read post]
31 Dec 1969, 4:00 pm
On September 25, 2017, James McDonald, Director of the Division of Enforcement (“Division”) at the Commodity Futures Trading Commission (“CFTC” or “Commission”) gave a speech at New York University in which he discussed the mission of the Division of Enforcement and revealed a new framework for policing financial markets.[1] McDonald noted that the Division of Enforcement’s role is “not to bring enforcement actions for their own sake” but… [read post]
31 Dec 1969, 4:00 pm
David Perlman, Michael Brooks, Bob Pease, Jennifer Lias, Chelsea Carbone view [read post]
31 Dec 1969, 4:00 pm
’s (“Kraft”) motion to dismiss a proposed class action against the company for allegedly manipulating the wheat futures market.[1] Harry Ploss, on behalf of himself and a proposed class (“Plaintiffs”), alleged that Kraft manipulated the wheat futures market with the intent to influence prices by engaging in two primary schemes: 1) the “long wheat futures scheme,” whereby Kraft allegedly maintained an “enormous” long position in … [read post]
31 Dec 1969, 4:00 pm
Energy Michael Brooks, David Perlman, Stephen Hug, Serena Rwejuna view [read post]
31 Dec 1969, 4:00 pm
Energy Michael Brooks, David Perlman, Bob Pease, Jennifer Lias view [read post]
31 Dec 1969, 4:00 pm
Michael Brooks, David Perlman, Bob Pease, Jennifer Lias, Chelsea Carbone view [read post]
31 Dec 1969, 4:00 pm
NYMEX NYMEX 15-0305-BCPosition LimitsViolation of Rule 562 – Position Limit Violations Energy David Perlman, Michael Brooks, Bob Pease, Jennifer Gordon, Ryan Eletto view [read post]
