Search for: "Michael S. Piwowar"
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5 Apr 2017, 6:57 am
The Commission, consisting of Acting Chairman Michael Piwowar and Commissioner Kara Stein, first noted that the respondents, having been found in default, had waived any arguments on the merits, including arguments directed to the merits of the proceedings.Next, giving effect to the respondents’ default, the Commission deemed as admitted the allegations contained in the Order Instituting Administrative Proceedings. [read post]
19 Jul 2017, 4:27 pm
In a speech earlier this week, SEC Commissioner Michael Piwowar invited companies heading toward an IPO to adopt arbitration provisions in their corporate bylaws. [read post]
12 May 2017, 6:49 am
Stolz’s research supported Piwowar’s statement about the drop in the number of small companies in the public markets. [read post]
25 May 2018, 6:00 am
Piwowar plans to leave the SEC by July. [read post]
29 May 2018, 3:00 am
Elad Roisman, the chief counsel to the banking panel led by Mike Crapo (R., Idaho), is a top contender to succeed Michael Piwowar at the top U.S. markets regulator, these people said. [read post]
17 Feb 2017, 6:00 am
The move by Michael Piwowar—named acting head of the agency in late January by the Trump administration—narrows actions launched during the Obama administration designed to make it easier for the Wall Street regulator to launch probes in the wake of the financial crisis and a series of colossal investment scandals. [read post]
2 Jul 2018, 7:41 am
Sources: SEC Proposes Whistleblower Rule Amendments SEC proposes to limit whistleblower awards by Francine McKenna Statement of Commissioner Piwowar at Open Meeting Regarding Amendments to the Commission’s Whistleblower Program Rule from Commissioner Michael S. [read post]
9 May 2017, 5:00 am
Nelson, J.D.Apple Inc. filed its latest conflict minerals report late last week, making the company one of the first bellwether firms to report after the SEC’s Division of Corporation Finance issued revised guidance in April following a request by then-Acting Chairman Michael Piwowar. [read post]
11 Aug 2016, 7:24 am
NIRI quoted Commissioner Michael Piwowar’s remark that this materiality standard is an objective legal standard rather than a subjective political one. [read post]
18 Feb 2021, 8:18 am
At the beginning of the Trump administration, then-Acting Chair Michael Piwowar stripped enforcement officials of this authority. [read post]
20 Nov 2015, 6:09 am
[More…] SEC’s Piwowar Takes Another Shot at ‘Flawed’ Enforcement Statistics by Bruce Carton in Compliance Week In his remarks this week at the 34th Annual Current Financial Reporting Issues Conference, SEC Commissioner Michael S. [read post]
25 Oct 2017, 5:00 am
Commissioner Michael Piwowar praised the SEC staff for its work in completing the approval, but also observed that “[i]t is of the utmost importance that such communications be well tailored and effective. [read post]
23 Jun 2014, 3:44 am
And here’s an excerpt from the latest WSJ article: “It’s not unheard of for an agency to serve a subpoena to Congress, but for an agency to sue is—if not unprecedented—at least very rare,” said Michael Stern, who was senior counsel to the U.S. [read post]
31 Jan 2014, 9:04 am
SEC’s turf threatened, Commissioner Michael Piwowar says by Dina ElBoghdady in the Washington Post In one of his first public speeches since joining the SEC in August, Republican Commissioner Michael Piwowar said that the Financial Stability Oversight Council is “reaching into the SEC’s realm” and posing “an existential threat” to the agency and other regulators. [read post]
16 Nov 2014, 9:05 pm
Bank of America, see last page] Two SEC commissioners warn that campaigned-for “fair fund” to compensate investors in CR Intrinsic inside trading case “likely to benefit only class-action attorneys and the fund’s administrators” [Daniel Gallagher and Michael Piwowar, WSJ] “U.S. veterans sue [major European] banks, claim they should pay for Iraq attacks” [Alison Frankel, Reuters] Tweet Tags: administrative law, banks,… [read post]
20 May 2016, 3:28 am
White and commissioners Kara Stein and Michael Piwowar. [read post]
18 Jul 2017, 12:09 pm
It is worth noting that in connection with advocating a disclosure-based approach Chairman Clayton quoted extensively from Commissioner Michael Piwowar’s remarks at the “SEC Speaks” Conference 2017 entitled Remembering the Forgotten Investor. [read post]
18 Jul 2017, 12:09 pm
It is worth noting that in connection with advocating a disclosure-based approach Chairman Clayton quoted extensively from Commissioner Michael Piwowar’s remarks at the “SEC Speaks” Conference 2017 entitled Remembering the Forgotten Investor. [read post]
7 Feb 2017, 5:51 am
Acting SEC Chair Michael Piwowar asked SEC staff to reconsider implementation of the rule. [read post]
8 Apr 2022, 4:00 am
Piwowar, and as Counsel to Commissioner Paul S. [read post]
