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23 Jan 2023, 9:01 pm
The SEC recently proposed a set of sweeping equity market structure reforms across four rule proposals that would make highly significant changes to how national market system (NMS) stock orders are priced, executed and reported. [read post]
23 Jan 2023, 3:44 pm
Rather than blue-penciling or otherwise modifying the covenant to modify or strike the overbroad restriction, the court struck the non-compete unenforceable in its entirety. [read post]
22 Jan 2023, 6:59 pm
By: Francis G.X. [read post]
19 Jan 2023, 11:03 am
Rather than blue-penciling or otherwise modifying the covenant to modify or strike the overbroad restriction, the court struck the non-compete as unenforceable in its entirety. [read post]
15 Jan 2023, 2:35 pm
Industry Expert Article* Cooperation Standards in Government Investigations: Practical Tips By Owen Russell, Giel Stein, Ashish Prasad, and Michael Sarlo Cooperation with law enforcement is a strategy that every corporation involved in a government investigation must consider. [read post]
13 Jan 2023, 2:44 pm
J&R UNITED INDUSTRIES, INC., etc., Appellant, v. [read post]
11 Jan 2023, 9:51 am
Unlike other filters or photo-editing applications to edit or modify photos, Lensa generates images that do not necessarily look “real,” but rather lean into a new kind of photo distortion rooted in its other-worldliness and dreams.[16] The application requires a minimum of 10 photos (with a maximum of 20) and demonstrates examples of “good” and “bad” selections of “selfies” to upload. [read post]
30 Dec 2022, 8:04 am
James Kirschner Cetera Advisors LLC Ameriprise Financial Services, Inc. [read post]
7 Dec 2022, 9:03 am
Industries v. [read post]
1 Dec 2022, 7:23 am
Sagepoint Financial, Inc. [read post]
29 Nov 2022, 1:41 pm
In Yahoo, Inc. v. [read post]
27 Nov 2022, 6:30 am
Posted by Merel Spierings, The Conference Board, Inc., on Sunday, November 27, 2022 Editor's Note: Merel Spierings is a Researcher for the ESG Center at The Conference Board. [read post]
27 Nov 2022, 6:30 am
Posted by Merel Spierings, The Conference Board, Inc., on Sunday, November 27, 2022 Editor's Note: Merel Spierings is a Researcher for the ESG Center at The Conference Board. [read post]
22 Nov 2022, 7:47 am
Rock Royal Co-operative, Inc. (1939). [read post]
22 Nov 2022, 6:50 am
The case is Jack Daniel’s Properties Inc. v. [read post]
11 Nov 2022, 9:28 am
LPL Financial LLC Kevin NcNeil SW Financial Joseph Gunnar & Co., LLC Alex Salcedo Scottrade, Inc. [read post]
1 Nov 2022, 2:01 pm
On November 1, 2022, that office announced that Modernizing Medicine, Inc. [read post]
31 Oct 2022, 7:56 am
Holding in Art Works, Inc. v. [read post]
10 Oct 2022, 5:11 am
Treasury Securities.SR-FINRA-2022-024: Financial Industry Regulatory Authority, Inc.; Proposed Rule Change To Amend the Codes of Arbitration Procedure to Modify the Current Process Relating to the Expungement of Customer Dispute Information.SR-MEMX-2021-10: MEMX LLC; Proposed Rule Change to Establish a Retail Midpoint Liquidity Program.SR-NYSEARCA-2022-52: NYSE Arca, Inc.; Proposed Rule Change to Amend Rule 6.64P-O.SR-NYSENAT-2021-19: NYSE National, Inc.;… [read post]
6 Oct 2022, 9:56 am
Barclays Sanctioned for Best Execution Violations and Supervisory Failures According to the Financial Industry Regulatory Authority (FINRA) this week, the regulator has fined Barclays Capital Inc. [read post]
