Search for: "Mutual Benefit Funding"
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16 Jun 2020, 6:21 am
At issue was the failure to honor rights of reinstatement in connection with mutual fund purchases. [read post]
27 Apr 2012, 6:37 am
The Japanese bank reported an 86 percent rise in its net profit for the first three months of the year, as the Asian firm benefited from stronger trading commissions and the sale of mutual funds in its domestic market. [read post]
17 Mar 2009, 8:59 pm
This is a cross-post from Marquette's Law Faculty blog by Paul Secunda: Today, as part of a group of law professors around the country with interests in the mutual funds and employee benefits area, I helped to draft and signed... [read post]
24 Jul 2007, 11:37 am
MARKET TIMING IS THE RAPID AND FREQUENT TRADING IN MUTUAL FUNDS THAT CAN BENEFIT SOME INVESTORS AT THE EXPENSE OF OTHERS by Lawrence C. [read post]
29 Jul 2014, 10:00 am
The SEC adopted amendments to the rules that govern money market mutual funds. [read post]
21 Nov 2016, 3:00 am
What’s the difference between an ETF and a Mutual Fund? [read post]
18 Sep 2019, 2:41 pm
This is because 401(k) contributors are divided as compared to public pension beneficiaries and only pooled together into mutual funds, which funds have the shareholder voting power that may or may not coincide with how the individual contributor might vote. [read post]
18 Jul 2007, 12:31 pm
The NASD said that this situation, in which a mutual fund company directed brokerage fees specifically for the benefit of a lone broker, is the first known case of its kind. [read post]
9 Apr 2021, 2:00 am
She was employed exclusively by the foundation and paid exclusively from its funds. [read post]
9 Apr 2021, 2:00 am
She was employed exclusively by the foundation and paid exclusively from its funds. [read post]
30 Sep 2014, 1:18 pm
Most bond investors have benefitted from lower yields this year as prices for bonds have risen, but Bank-Loan fund investors don’t receive the same treatment. [read post]
1 Jan 2013, 2:00 am
The following are various hedge fund events happening this month. [read post]
13 Feb 2010, 9:19 am
But there are important differences between traditional mutual funds and exchange traded funds. [read post]
9 Jul 2007, 1:31 pm
The investigation reportedly revealed multiple instances where a sales representative sold less-expensive, no-load mutual funds owned by the clients and replaced them with more-expensive mutual funds and variable annuities. [read post]
30 Jul 2010, 6:30 am
While the US, via Dodd-Frank, has increased its regulation of hedge funds by requiring registration and disclosure, one important jurisdiction is pulling back and poised to reap the benefits. [read post]
7 Mar 2007, 8:43 am
Don’t think the heat is on for company 401(k) sponsors and other fiduciaries of employee retirement benefit plans who may not have done enough benchmarking and due diligence to make sure that mutual fund and advisor fees are as... [read post]
15 Jun 2009, 5:35 am
MONTANA STATE FUND, Insurer for ALLEN ELECTRIC, Employer and Appellee. [read post]
17 Mar 2008, 6:40 pm
Edwards & Sons Inc. brokers are being ordered to pay $750,000 in fines for their participation in a market-timing scheme that involved mutual funds that benefited certain customers. [read post]
22 Aug 2006, 12:55 pm
Fund Industry Pushes Back Again on SEC Independent Chair RuleThe SEC's two-year Sisyphusian battle to impose an independent chair rule on the mutual fund industry drags on, the industry has pushed back hard at the latest iteration of the proposal. [read post]
24 Oct 2019, 3:00 am
Nearly all of the big mutual fund companies offer Target Date Funds. [read post]
