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1 Jul 2023, 6:44 pm
It reinforces the now ancient five core principles of Chinese foreign policy objectives ("mutual respect for sovereignty and territorial integrity, mutual non-aggression, mutual non-interference in internal affairs, equality and mutual benefit, and peaceful coexistence" Article 4). [read post]
22 Jun 2023, 7:00 am by Patricia Klusmeyer
Until the DOL issues additional guidance, the safest course of action for RIAs is to continue complying with PTE 2020-20 for any Plan to IRA rollover recommendations. [read post]
20 Jun 2023, 10:40 am by Viola Gienger
Modi enthusiastically took the reins of the Group of 20 (G20) nations in December for India’s 12-month turn in the presidency of that economic grouping. [read post]
16 Jun 2023, 2:00 am by Gabrielle Gayagoy Gonzalez, Author
To offset this, Ariel Investments, which launched in 1983 as the first black-owned mutual fund firm in the United States, has taken the step to pay 100% of employees’ health insurance premiums to free up their funds for other allocations. [read post]
16 Jun 2023, 2:00 am by Gabrielle Gayagoy Gonzalez, Author
To offset this, Ariel Investments, which launched in 1983 as the first black-owned mutual fund firm in the United States, has taken the step to pay 100% of employees’ health insurance premiums to free up their funds for other allocations. [read post]
13 Jun 2023, 3:35 am by Greg Lambert and Marlene Gebauer
Once corporations embrace an ESG program, once their own company’s b2b, customer relationships are enhanced, because of mutual involvement in these activities, they also find a tremendous increase in attracting and retaining employees. [read post]
12 Jun 2023, 3:53 am by Andrew Lavoott Bluestone
At the time, the building had been subject to the Loft Law and the Loft Board’s jurisdiction for nearly 20 years. [read post]
8 Jun 2023, 5:01 am by Aaron Arnold, Daniel Salisbury
However, despite the continued activities of the Lee network through “Joe Hansen,” the imprisonment of the 20-year mastermind of the network in China is a key development in this decades old case. [read post]
5 Jun 2023, 10:13 am by The White Law Group
The firm reportedly agreed to the sanctions that it disadvantaged certain retirement plan and charitable organization customers who were eligible to purchase Class A shares in certain mutual funds without a front-end sales charge. [read post]
1 Jun 2023, 12:43 pm by Silver Law Group
The existing stocks, bonds, mutual funds, or other investments became the collateral for borrowing on margin. [read post]
25 May 2023, 9:01 pm by renholding
The government stepped in yet again to stabilize short-term funding markets, establishing the Money Market Mutual Fund Liquidity Facility[16] and other programs. [read post]
19 May 2023, 11:48 am by Jon Shazar - Dealbreaker
The post Mutual Fund Manager May Not Have Meant To Lose Investors $20 Million, But He’s Going To Jail Anyway appeared first on Above the Law. [read post]
17 May 2023, 12:30 pm by The White Law Group
McKelvey’s administrative revocation was effective as of February 20, 2023. [read post]
17 May 2023, 11:30 am by The White Law Group
  May 2016: FINRA declared a “mutual fund waiver sweep,” for which the regulator requested documents and information from broker-dealers related to waivers, or reimbursements, available to some investors for mutual fund sales charges. [read post]
16 May 2023, 9:01 pm by renholding
” DESCRIPTION[3] From 2017, Goldman Sachs Asset Management (“GSAM”) offered two mutual funds and a separately managed account strategy marketed as ESG investments. [read post]
9 May 2023, 9:01 pm by renholding
A low-cost alternative, if it materializes, may tempt smaller activists—perhaps including better-funded versions of the “issues” activists now plastering corporate boardrooms with various 14a-8 stockholder proposals—to nominate one or two directors to press their concerns in the boardroom.[1] However, Rule 14a-19 does not address the longstanding question of just what information the nominating stockholder should disclose to voting stockholders. [read post]
2 May 2023, 6:30 am by Guest Blogger
But he has also argued more recently, and also rightly in my view, that if we wish to promote civil peace, mutual respect, and to gain all the benefits of the pursuit of diverse ways of life, we should look to find ways to accommodate more traditionalist ones, if and only if this can be done consistently with the flourishing of those long subjected to discrimination and disadvantage. [read post]
1 May 2023, 9:05 pm by renholding
State Street was not alone in its efforts; indeed, major public pension funds had spearheaded the initial effort to increase board diversity. [read post]
23 Apr 2023, 7:01 am by Rachel Tecott Metz
Teaching, persuasion, conditionality, and direct command are not mutually exclusive. [read post]