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26 Oct 2011, 11:24 am
The spin-off will be completed through a pro rata dividend of Marriott Vacations Worldwide common stock on Monday, November 21, 2011 to Marriott International shareholders of record as of the close of business of the New York Stock Exchange on Thursday, November 10, 2011. [read post]
15 Nov 2007, 1:39 am
New York Stock Exchange
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KINGS COUNTYLabor Law
Union's Motion for Reinstatement Of Dues Checkoff Privileges Denied
New York City Transit Authority v. [read post]
29 Mar 2007, 5:13 am
Thirteen out of the seventeen director nominees are independent as defined by the New York Stock Exchange Listing Standards, the Sarbanes-Oxley Act and our Director Independence Categorical Standards”. [read post]
1 Apr 2016, 6:00 am
But that doesn’t solve the problem of who will sign off on those reports and whether they will be ready in time to meet its reporting obligations to the Securities and Exchange Commission and the New York Stock Exchange. [read post]
24 Sep 2007, 1:23 am
COURT OF APPEALS, SECOND CIRCUITBusiness LawCircuit Revives Investors' Market Integrity Misrepresentation Claim Against Stock Exchange In re: NYSE Specialists Securities LitigationU.S. [read post]
23 Aug 2021, 4:26 pm
That shell company enters into service and other contracts with the China-based operating company, then issues shares on a foreign exchange, like the New York Stock Exchange. [read post]
30 May 2008, 4:25 pm
District Court for the Southern District of New York on behalf of persons who purchased auction rate securities from UBS AG (NYSE: UBS), UBS Securities LLC and UBS Financial Services Inc. between May 8, 2003 and Feb. 13, 2008 and who continued to hold the securities as of Feb. 13, 2008. [read post]
10 Oct 2008, 12:56 pm
Bank of America reached the settlement with the SEC, the New York attorney general's office and a coalition of state regulators. [read post]
15 Sep 2017, 3:54 pm
Enlarge / A monitor displays Equifax Inc. signage on the floor of the New York Stock Exchange (NYSE) in New York, US, on Friday, Sept. 15, 2017. [read post]
18 Jul 2008, 1:41 pm
David Finnerty, left, conducts trading in shares of General Electric on the floor of the New York Stock Exchange in this Jan. 17, 2001, file photo. [read post]
31 Jul 2019, 12:30 pm
Enlarge / A monitor displays Equifax Inc. signage on the floor of the New York Stock Exchange (NYSE) in New York on Friday, September 15, 2017. [read post]
20 Sep 2017, 5:00 pm
Enlarge / A monitor displays Equifax Inc. signage on the floor of the New York Stock Exchange (NYSE) in New York, US, on Friday, Sept. 15, 2017. [read post]
18 Mar 2021, 8:09 am
Michael Blaugrund, chief operating officer of the New York Stock Exchange, said that the NYSE believes at least four areas merit consideration by the SEC for potential equity market regulatory reform. [read post]
25 Sep 2012, 9:06 am
In June 2000, a New York Stock Exchange Hearing Panel found that Merrill Lynch failed to report certain statistical information regarding customer complaints; and failed to establish and maintain adequate procedures and controls regarding the reporting of complaints. [read post]
6 Mar 2015, 2:57 pm
Along with submitting the AWC, Citigroup consented to censure and a fine of $3,000,000—paid jointly to FINRA and the New York Stock Exchange (“NYSE”). [read post]
29 Apr 2020, 11:45 am
MCC has also reportedly received a notice from the New York Stock Exchange that its average daily common stock closing price was below $1.00 per share for 30 consecutive trading days, and was out of compliance with NYSE’s continued listing standard rules. [read post]
21 Feb 2022, 6:59 am
And some firms [Snap, Inc. and Google Class B shares] have recently issued shares that give ordinary public investors no vote at all.For most of the modern history of American equity markets, the New York Stock Exchange did not list companies with dual-class voting. [read post]
1 Sep 2009, 8:11 am
And Accenture shares will continue to trade on the New York Stock Exchange under the ticker symbol "ACN. [read post]
1 Sep 2009, 8:11 am
And Accenture shares will continue to trade on the New York Stock Exchange under the ticker symbol "ACN. [read post]
17 Apr 2023, 7:03 am
“Roshan” Perera was reportedly arraigned on a 16-count indictment charging him with securities fraud, investment advisor fraud, wire fraud, and money laundering, in connection with a scheme to induce an investor to purchase stock in companies that traded on the NASDAQ and New York Stock Exchange (NYSE). [read post]
