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23 May 2023, 12:58 am by INFORRM
Data privacy and data protection The HawkTalk blog explains how the Digital Protection and Digital Information (No.2) Bill (DPDI (No 2) Bill) overturns the third-party direct marketing rules in relation to data subject’s consent that have applied since the DPA1984, with the effect that third-party marketeers will be able to lawfully rely on legitimate interest for such marketing. [read post]
17 May 2023, 5:25 pm by Zamansky LLC
The post Zamansky LLC Investigates Lighthouse Capital Group LLC Over Potential Investment Fraud In Sales of Regulation D, REIT and DST Offerings appeared first on Zamansky LLC. [read post]
16 May 2023, 8:21 am by Unknown
For example, in the securities law context, a Second Circuit panel upheld the SEC’s Regulation Best Interest, but only after finding that a private plaintiff—not the state plaintiffs—had Article III standing (See, XY Planning Network, LLC v. [read post]
11 May 2023, 10:02 pm by The White Law Group
  Brokers have an obligation to make investment recommendations that are consistent with their clients risk tolerance, net worth, investment objectives and experience in the market. [read post]
11 May 2023, 9:01 pm by renholding
Policy Projects Clearing Clearinghouses sit in the middle of the capital markets, reducing risk amongst and between counterparties through multi-party netting. [read post]
9 May 2023, 11:55 am by Zamansky LLC
And when we had the recent downturn in the stock market, a lot of these structured products lost tremendous value. [read post]
9 May 2023, 6:51 am by Unknown
The SEC’s complaint alleges that, from June 2019 to June 2020, the fund held 21 to 26 percent of its net assets in illiquid investments. [read post]
8 May 2023, 4:01 am by Peter Mahler
” In both types of appraisal proceedings, the three major elements of fair value are net asset value, investment value and market value, without consideration of any minority discount for lack of control but permitting consideration of a discount for lack of marketability. [read post]
21 Apr 2023, 8:00 am by The White Law Group
  According to Peakstone, the capital markets and the specific market for office properties have negatively changed since it last updated the NAV. [read post]
20 Apr 2023, 1:20 pm by Marcia Delgadillo
Additionally, we have hired Marcia Delgadillo as Director of Marketing & Business Development to manage our firm’s marketing and business development activities. [read post]
12 Apr 2023, 8:25 am by paperstreet
So, those are the type of hedge funds that a lot of these high net worth investors are interested in. [read post]
9 Apr 2023, 2:03 pm by Stuart Kaplow
This poll has buttressed our belief that the market for ESG work, particularly GHG is hugely strong with a growth rate in double digits. [read post]
31 Mar 2023, 8:40 am by Zak Gowen
Financial institutions will be able to make retail payments by scanning NETS QR and DuitNow QR codes, which will support in-person payments through the scanning of physical QR codes displayed by merchants, and online cross-border e-commerce transactions. . . . [read post]
23 Mar 2023, 12:57 pm by The White Law Group
  Financial Situation: Factors such as your income, net worth, and current financial obligations, such as debts and expenses. [read post]
20 Mar 2023, 11:59 am by The White Law Group
The AT1 bond market, also known as contingent convertible bonds, or CoCos, is valued at $275 billion. [read post]
16 Mar 2023, 9:00 pm by Samuel Estreicher and Anuja Chowdhury
Some have applied a pure negligence analysis to interpret the language of §1595(a), casting a wider net for liability under the provision. [read post]