Search for: "Norberg and Norberg"
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28 Sep 2020, 6:44 am
Today’s awards demonstrate the unique ability of whistleblowers to help the SEC uncover and pursue these cases,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
22 Sep 2020, 9:13 am
Avakian’s comments echo those of Jane Norberg, Chief of the SEC’s Office of the Whistleblower, from earlier this year. [read post]
22 Sep 2020, 6:27 am
“The whistleblower awarded today quickly came forward with critical information and helped investigative staff target key information and identify important witnesses,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
21 Sep 2020, 6:35 am
“The whistleblowers’ information alerted Commission staff to the potential securities violations and prompted the staff to open an investigation,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
17 Sep 2020, 1:43 pm
This week’s $10 million award was no different, with SEC Whistleblower Chief Jane Norberg recognizing “the persistent efforts of the whistleblower to expose serious financial misconduct” and the “extensive and ongoing assistance” the whistleblower provided the SEC in its investigation. [read post]
16 Sep 2020, 6:00 am
According to Jane Norberg, Chief of the SEC’s Office of the Whistleblower, “the SEC has ordered more than $2.5 billion in financial remedies based on whistleblower information” since the program’s beginning in 2010. [read post]
8 Sep 2020, 9:39 am
Jane Norberg, Chief of the SEC’s Office of the Whistleblower, discussed this award, stating that it: “. . . [read post]
2 Sep 2020, 10:54 am
“Detailed analysis by outsiders of companies can have a significant impact on the enforcement of the federal securities laws,” Chief of the Office of the Whistleblower Jane Norberg said in a statement. [read post]
2 Sep 2020, 9:20 am
“The whistleblower’s expeditious reporting alerted the agency to previously unknown securities violations,” said Chief of the SEC’s Office of the Whistleblower Jane Norberg. [read post]
1 Sep 2020, 9:00 pm
“The whistleblower’s expeditious reporting alerted the agency to previously unknown securities violations,” said Chief of the SEC’s Office of the Whistleblower Jane Norberg. [read post]
1 Sep 2020, 1:45 pm
In a press release about a $3.8 million whistleblower reward, Jane Norberg, Chief of the SEC’s Office of the Whistleblower, detailed the program’s success: “Today’s award underscores the paramount role the SEC’s whistleblower program plays in safeguarding the Main Street investor. [read post]
31 Aug 2020, 9:00 pm
In a press release about a $3.8 million whistleblower reward, Jane Norberg, Chief of the SEC’s Office of the Whistleblower, detailed the program’s success: “Today’s award underscores the paramount role the SEC’s whistleblower program plays in safeguarding the Main Street investor. [read post]
28 Aug 2020, 6:15 am
Kohn references a press release in which Jane Norberg, Chief of the SEC’s Office of the Whistleblower, recounts that “since the beginning of the program nearly ten years ago, the SEC has ordered more than $2.5 billion in financial remedies based on whistleblower information, including more than $1.4 billion in disgorgement and prejudgment interest, of which almost $750 million has been returned or is scheduled to be returned to harmed investors. [read post]
27 Aug 2020, 8:16 am
In a press release from earlier this year, Jane Norberg, Chief of the SEC’s Office of the Whistleblower, highlighted the program’s success. [read post]
23 Aug 2020, 7:49 pm
The central premise behind civil laws is a private wrong done to another. [read post]
5 Aug 2020, 4:00 am
Vendors of goods and services utilize standard form contracts to reduce or minimize transaction costs and to ensure consistency in the terms applied to similar transactions. [read post]
27 Jul 2020, 5:57 am
Norberg shared that so far, the SEC has investigated at least 5 COVID-19-related fraud actions. [read post]
15 Jul 2020, 9:35 am
Since the beginning of the program nearly ten years ago, the SEC has ordered more than $2.5 billion in financial remedies based on whistleblower information, including more than $1.4 billion in disgorgement and prejudgment interest, of which almost $750 million has been returned or is scheduled to be returned to harmed investors,” stated Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
26 Jun 2020, 12:18 pm
” “Whistleblowers like the individual receiving the award today provide a valuable public service, and we encourage others to come forward with information regarding possible securities laws violations,” said Jane Norberg, the Chief of the SEC’s Office of the Whistleblower. [read post]
19 Jun 2020, 1:05 pm
” Jane Norberg, Chief of the SEC’s Office of the Whistleblower, said about the whistleblower’s action, that the agency was able to “identify the misconduct and conserve time and resources during the investigation. [read post]
